Cormorant Asset Management’s Pfenex Inc. PFNX Stock Holding History

Cormorant Asset Management’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-574,966	Closed	-$2.31M	–	72
2017 Q2	$2.31M	Hold	574,966	–	–	0.38%	55
2017 Q1	$3.34M	Sell	574,966 -57,593	-9%	-$433K	0.49%	47
2016 Q4	$5.74M	Hold	632,559	–	–	0.77%	37
2016 Q3	$5.66M	Hold	632,559	–	–	0.62%	49
2016 Q2	$5.29M	Buy	632,559 +7,659	+1%	+$61.9K	0.75%	43
2016 Q1	$6.14M	Hold	624,900	–	–	0.93%	38
2015 Q4	$7.74M	Hold	624,900	–	–	0.93%	37
2015 Q3	$9.38M	Hold	624,900	–	–	1.5%	25
2015 Q2	$12.1M	Buy	624,900 +150,000	+32%	+$2.51M	1.61%	20
2015 Q1	$7.57M	Buy	+474,900	New	+$5.23M	1.17%	25

Other funds holding PFNX

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

DCC

Dow Chemical Company Midland, Michigan $228M AUM 0.84% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Perceptive Advisors New York $6.66B AUM 360.84% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

William Blair & Company Chicago, Illinois $38.4B AUM 25.71% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AJO LP Philadelphia, Pennsylvania $199M AUM 109.68% 1-Year Est. Return

Cormorant Asset Management's PFNX Position: Q3 2017 in Review

Cormorant Asset Management sold out of Pfenex Inc. (PFNX) in Q3 2017, closing a stake of 574,966 shares — an estimated $2.31M sold.

Cormorant Asset Management first reported a position in PFNX in Q1 2015 and held it in 10 quarters. The position peaked at $12.1M in Q2 2015. 53 funds tracked by Wall St. Rank hold PFNX as of Q3 2017.

Cormorant Asset Management reported no remaining Pfenex Inc. position as of Q3 2017 after selling out during the quarter.
Cormorant Asset Management sold 574,966 Pfenex Inc. shares in Q3 2017, an estimated $2.31M.
Cormorant Asset Management first reported a position in Pfenex Inc. in Q1 2015 and held it in 10 quarters.
Cormorant Asset Management's Pfenex Inc. position peaked at $12.1M in Q2 2015.
53 funds tracked by Wall St. Rank held Pfenex Inc. as of Q3 2017.

Based on Cormorant Asset Management's 13F filing for Q3 2017, filed 14 Nov 2017.