Financial Architects (New Jersey)’s Pfenex Inc. PFNX Stock Holding History

Financial Architects (New Jersey)’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-3,300	Closed	-$13K	–	1653
2017 Q2	$13K	Hold	3,300	–	–	﹤0.01%	1080
2017 Q1	$19K	Hold	3,300	–	–	﹤0.01%	957
2016 Q4	$30K	Hold	3,300	–	–	0.01%	725
2016 Q3	$30K	Hold	3,300	–	–	0.01%	733
2016 Q2	$28K	Hold	3,300	–	–	0.01%	701
2016 Q1	$32K	Buy	+3,300	New	+$28.8K	0.01%	485
2015 Q3	–	Sell	-3,300	Closed	-$64K	–	1040
2015 Q2	$64K	Hold	3,300	–	–	0.02%	391
2015 Q1	$53K	Buy	+3,300	New	+$36.4K	0.02%	390

Other funds holding PFNX

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

DCC

Dow Chemical Company Midland, Michigan $239M AUM 13.16% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AJO LP Philadelphia, Pennsylvania $199M AUM 109.68% 1-Year Est. Return

Financial Architects (New Jersey)'s PFNX Position: Q3 2017 in Review

Financial Architects (New Jersey) sold out of Pfenex Inc. (PFNX) in Q3 2017, closing a stake of 3,300 shares — an estimated $13K sold.

Financial Architects (New Jersey) first reported a position in PFNX in Q1 2015 and held it in 8 quarters. The position peaked at $64K in Q2 2015. 53 funds tracked by Wall St. Rank hold PFNX as of Q3 2017.

Financial Architects (New Jersey) reported no remaining Pfenex Inc. position as of Q3 2017 after selling out during the quarter.
Financial Architects (New Jersey) sold 3,300 Pfenex Inc. shares in Q3 2017, an estimated $13K.
Financial Architects (New Jersey) first reported a position in Pfenex Inc. in Q1 2015 and held it in 8 quarters.
Financial Architects (New Jersey)'s Pfenex Inc. position peaked at $64K in Q2 2015.
53 funds tracked by Wall St. Rank held Pfenex Inc. as of Q3 2017.

Based on Financial Architects (New Jersey)'s 13F filing for Q3 2017, filed 23 Oct 2017.