LMR Partners’s Pfenex Inc. PFNX Stock Holding History

LMR Partners’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-62,870	Closed	-$252K	–	626
2017 Q2	$252K	Buy	+62,870	New	+$289K	0.02%	499

Other funds holding PFNX

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

DCC

Dow Chemical Company Midland, Michigan $239M AUM 13.16% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AJO LP Philadelphia, Pennsylvania $199M AUM 109.68% 1-Year Est. Return

LMR Partners's PFNX Position: Q3 2017 in Review

LMR Partners sold out of Pfenex Inc. (PFNX) in Q3 2017, closing a stake of 62,870 shares — an estimated $252K sold.

LMR Partners first reported a position in PFNX in Q2 2017 and held it in 1 quarter. The position peaked at $252K in Q2 2017. 53 funds tracked by Wall St. Rank hold PFNX as of Q3 2017.

LMR Partners reported no remaining Pfenex Inc. position as of Q3 2017 after selling out during the quarter.
LMR Partners sold 62,870 Pfenex Inc. shares in Q3 2017, an estimated $252K.
LMR Partners first reported a position in Pfenex Inc. in Q2 2017 and held it in 1 quarter.
LMR Partners's Pfenex Inc. position peaked at $252K in Q2 2017.
53 funds tracked by Wall St. Rank held Pfenex Inc. as of Q3 2017.

Based on LMR Partners's 13F filing for Q3 2017, filed 9 Nov 2017.