Paloma Partners’s Pfenex Inc. PFNX Stock Holding History

Paloma Partners’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-66,418	Closed	-$266K	–	2596
2017 Q2	$266K	Buy	+66,418	New	+$306K	﹤0.01%	1858

Other funds holding PFNX

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

DCC

Dow Chemical Company Midland, Michigan $239M AUM 13.16% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AJO LP Philadelphia, Pennsylvania $199M AUM 109.68% 1-Year Est. Return

Paloma Partners's PFNX Position: Q3 2017 in Review

Paloma Partners sold out of Pfenex Inc. (PFNX) in Q3 2017, closing a stake of 66,418 shares — an estimated $266K sold.

Paloma Partners first reported a position in PFNX in Q2 2017 and held it in 1 quarter. The position peaked at $266K in Q2 2017. 53 funds tracked by Wall St. Rank hold PFNX as of Q3 2017.

Paloma Partners reported no remaining Pfenex Inc. position as of Q3 2017 after selling out during the quarter.
Paloma Partners sold 66,418 Pfenex Inc. shares in Q3 2017, an estimated $266K.
Paloma Partners first reported a position in Pfenex Inc. in Q2 2017 and held it in 1 quarter.
Paloma Partners's Pfenex Inc. position peaked at $266K in Q2 2017.
53 funds tracked by Wall St. Rank held Pfenex Inc. as of Q3 2017.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.