Credit Suisse’s Pfenex Inc. PFNX Stock Holding History

Credit Suisse’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-34,721	Closed	-$139K	–	4296
2017 Q2	$139K	Buy	+34,721	New	+$160K	﹤0.01%	3685
2015 Q2	–	Sell	-24,061	Closed	-$384K	–	4687
2015 Q1	$384K	Buy	+24,061	New	+$265K	﹤0.01%	3714

Other funds holding PFNX

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

DCC

Dow Chemical Company Midland, Michigan $239M AUM 13.16% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AJO LP Philadelphia, Pennsylvania $199M AUM 109.68% 1-Year Est. Return

Credit Suisse's PFNX Position: Q3 2017 in Review

Credit Suisse sold out of Pfenex Inc. (PFNX) in Q3 2017, closing a stake of 34,721 shares — an estimated $139K sold.

Credit Suisse first reported a position in PFNX in Q1 2015 and held it in 2 quarters. The position peaked at $384K in Q1 2015. 53 funds tracked by Wall St. Rank hold PFNX as of Q3 2017.

Credit Suisse reported no remaining Pfenex Inc. position as of Q3 2017 after selling out during the quarter.
Credit Suisse sold 34,721 Pfenex Inc. shares in Q3 2017, an estimated $139K.
Credit Suisse first reported a position in Pfenex Inc. in Q1 2015 and held it in 2 quarters.
Credit Suisse's Pfenex Inc. position peaked at $384K in Q1 2015.
53 funds tracked by Wall St. Rank held Pfenex Inc. as of Q3 2017.

Based on Credit Suisse's 13F filing for Q3 2017, filed 14 Nov 2017.