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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
WS
51
Wedbush Securities
California
$111K +$1.41K +139 +1%
SF
52
Synovus Financial
Georgia
$109K +$1.4K +138 +1%
PWM
53
ParenteBeard Wealth Management
Pennsylvania
$107K +$109K +10,734 New
USGIU
54
U.S. Global Investors (USGI)
Texas
$99K +$20.3K +2,000 +25%
UGIF
55
US Global Investors Funds
Maine
$99K +$102K +10,000 New
KCPG
56
Kavar Capital Partners Group
Kansas
$69K +$71.1K +7,000 New
MFS
57
MSI Financial Services
Massachusetts
$59K +$4.07K +400 +7%
First Manhattan
58
First Manhattan
New York
$49K
Envestnet Asset Management
59
Envestnet Asset Management
Illinois
$21K +$21.1K +2,079 New
HCM
60
Highlander Capital Management
New Jersey
$19.2K -$20.8K -2,045 -51%
DADC
61
D.A. Davidson & Co
Montana
$19K +$19.8K +1,950 New
Ameriprise
62
Ameriprise
Minnesota
$16K
OIA
63
Optimum Investment Advisors
Illinois
$12K
BFEC
64
Benjamin F. Edwards & Company
Missouri
$12K +$12.2K +1,200 New
Fifth Third Bancorp
65
Fifth Third Bancorp
Ohio
$10K
WCM
66
Windsor Capital Management
Arizona
$10K
WA
67
WFG Advisors
Texas
$7K
Bank of Montreal
68
Bank of Montreal
Ontario, Canada
$5K
SSB
69
Sandy Spring Bank
Maryland
$5K
TRCT
70
Tower Research Capital (TRC)
New York
$2K -$61.1K -6,015 -97%
CFA
71
Carroll Financial Associates
North Carolina
$1K
Creative Planning
72
Creative Planning
Kansas
-$816K -80,000 Closed
Goldman Sachs
73
Goldman Sachs
New York
-$554K -54,361 Closed
TU
74
TDAM USA
Ontario, Canada
-$110K -10,760 Closed
Deutsche Bank
75
Deutsche Bank
Germany
-$7K -700 Closed