Benjamin F. Edwards & Company’s PIMCO Income Strategy Fund II PFN Stock Holding History

Benjamin F. Edwards & Company’s Portfolio PFN Stock Details PFN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-900	Closed	-$9K	–	1261
2016 Q3	$9K	Hold	900	–	–	﹤0.01%	870
2016 Q2	$8K	Hold	900	–	–	﹤0.01%	845
2016 Q1	$8K	Sell	900 -800	-47%	-$6.7K	﹤0.01%	850
2015 Q4	$15K	Sell	1,700 -3,750	-69%	-$33.8K	﹤0.01%	755
2015 Q3	$48K	Hold	5,450	–	–	0.01%	531
2015 Q2	$54K	Hold	5,450	–	–	0.01%	575
2015 Q1	$55K	Hold	5,450	–	–	0.01%	549
2014 Q4	$53K	Hold	5,450	–	–	0.01%	506
2014 Q3	$57K	Buy	5,450 +1,800	+49%	+$19.4K	0.01%	486
2014 Q2	$40K	Buy	3,650 +1,450	+66%	+$15.6K	0.01%	506
2014 Q1	$23K	Buy	2,200 +1,000	+83%	+$10.3K	0.01%	548
2013 Q4	$12K	Buy	+1,200	New	+$12.2K	﹤0.01%	623

Other funds holding PFN

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

GWM

Graybill Wealth Management Elmhurst, Illinois $328M AUM 21.42% 1-Year Est. Return

Benjamin F. Edwards & Company's PFN Position: Q4 2016 in Review

Benjamin F. Edwards & Company sold out of PIMCO Income Strategy Fund II (PFN) in Q4 2016, closing a stake of 900 shares — an estimated $9K sold.

Benjamin F. Edwards & Company first reported a position in PFN in Q4 2013 and held it in 12 quarters. The position peaked at $57K in Q3 2014. 77 funds tracked by Wall St. Rank hold PFN as of Q4 2016.

Benjamin F. Edwards & Company reported no remaining PIMCO Income Strategy Fund II position as of Q4 2016 after selling out during the quarter.
Benjamin F. Edwards & Company sold 900 PIMCO Income Strategy Fund II shares in Q4 2016, an estimated $9K.
Benjamin F. Edwards & Company first reported a position in PIMCO Income Strategy Fund II in Q4 2013 and held it in 12 quarters.
Benjamin F. Edwards & Company's PIMCO Income Strategy Fund II position peaked at $57K in Q3 2014.
77 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund II as of Q4 2016.

Based on Benjamin F. Edwards & Company's 13F filing for Q4 2016, filed 18 Jan 2017.