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AAM Low Duration Preferred and Income Securities ETF
PFLD

60 hedge funds and large institutions have $273M invested in AAM Low Duration Preferred and Income Securities ETF in 2024 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 29 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 4

222% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 9

20% more funds holding

Funds holding: 50 → 60 (+10)

8% more capital invested

Capital invested by funds: $254M → $273M (+$19.4M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

1.69% less ownership

Funds ownership: 60.18% → 58.49% (-1.7%)

Holders
60
Holders Change
+10
Holders Change %
+20%
% of All Funds
0.79%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
16
Increased
29
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$5.98M
2
Citadel Advisors
Citadel Advisors
Florida
+$3.56M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.58M
4
Osaic Holdings
Osaic Holdings
Arizona
+$2.06M
5
Morgan Stanley
Morgan Stanley
New York
+$1.97M

Top Sellers

Rank Fund Capital Flow
1
Stifel Financial
Stifel Financial
Missouri
-$840K
2
CWM
Cornerstone Wealth Management
Missouri
-$673K
3
JIP
Jaffetilchin Investment Partners
Florida
-$356K
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$283K
5
Brown Advisory
Brown Advisory
Maryland
-$222K
Name Holding Trade Value Shares
Change 		Change in
Stake
KCFA
26
Key Client Fiduciary Advisors
New Jersey
$950K -$71.5K -3,400 -7%
GIA
27
Gladstone Institutional Advisory
Florida
$885K +$250K +11,866 +38%
Comerica Bank
28
Comerica Bank
Texas
$700K +$57.7K +2,741 +9%
AWM
29
Apollon Wealth Management
South Carolina
$668K +$132K +6,255 +24%
NWMG
30
National Wealth Management Group
Ohio
$663K +$678K +32,223 New
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$662K +$677K +32,197 New
BFG
32
Bleakley Financial Group
New Jersey
$637K +$22.8K +1,085 +4%
WS
33
Wedbush Securities
California
$523K +$16.8K +800 +3%
CA
34
CSM Advisors
Pennsylvania
$514K – – –
AAS
35
Ameritas Advisory Services
Nebraska
$466K +$55.7K +2,649 +13%
WA
36
Waverly Advisors
Alabama
$398K +$126 +6 +0%
OPWM
37
Oregon Pacific Wealth Management
Oregon
$392K +$401K +19,067 New
KPWS
38
Kestra Private Wealth Services
Texas
$363K +$161K +7,657 +76%
Creative Planning
39
Creative Planning
Kansas
$345K +$354K +16,800 New
CWM
40
Cornerstone Wealth Management
Missouri
$323K -$673K -31,966 -67%
ASN
41
Advisory Services Network
Georgia
$318K +$326K +15,481 New
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$312K -$72.4K -3,442 -18%
PS
43
Principal Securities
Iowa
$297K -$1.11K -53 -0.4%
NAS
44
NWF Advisory Services
California
$273K +$277K +13,185 New
HH
45
Hilltop Holdings
Texas
$236K +$241K +11,464 New
KWM
46
Kingsview Wealth Management
Oregon
$224K +$7.2K +342 +3%
UBS Group
47
UBS Group
Switzerland
$217K +$223K +10,576 New
MML Investors Services
48
MML Investors Services
Massachusetts
$201K -$3.58K -170 -2%
TSMHT
49
Thurston Springer Miller Herd & Titak
Indiana
$170K +$174K +8,292 New
PTC
50
Private Trust Company
Ohio
$134K +$37.7K +1,794 +38%
1
2
3

PFLD Hedge Fund Activity: Q4 2024 in Review

60 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q4 2024, worth a combined $273M — up 7.6% from $254M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PFLD positions and 4 closed out — a net gain of 12 holders — while 29 added to existing stakes and 9 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.98M. The largest seller was Stifel Financial, cutting an estimated $840K.

  • 60 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q4 2024, up from 50 in Q3 2024.
  • Funds reported $273M of AAM Low Duration Preferred and Income Securities ETF stock for Q4 2024, up 7.6% quarter-over-quarter.
  • 16 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q4 2024 and 4 closed out, a net change of +12 holders.
  • The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q4 2024 was Wells Fargo, an estimated $5.98M added.
  • The largest AAM Low Duration Preferred and Income Securities ETF seller in Q4 2024 was Stifel Financial, an estimated $840K sold.

Based on aggregated 13F filings for Q4 2024.