Principal Securities’s AAM Low Duration Preferred and Income Securities ETF PFLD Stock Holding History

Principal Securities’s Portfolio PFLD Stock Details PFLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-4,204	Closed	-$82.8K	–	2901
2025 Q3	$82.8K	Sell	4,204 -16,663	-80%	-$327K	﹤0.01%	1685
2025 Q2	$409K	Buy	20,867 +6,407	+44%	+$126K	0.01%	935
2025 Q1	$297K	Hold	14,460	–	–	0.01%	977
2024 Q4	$297K	Sell	14,460 -53	-0.4%	-$1.11K	0.01%	970
2024 Q3	$307K	Buy	14,513 +11,429	+371%	+$241K	0.01%	923
2024 Q2	$64.8K	Sell	3,084 -64	-2%	-$1.35K	﹤0.01%	1494
2024 Q1	$66.6K	Buy	3,148 +476	+18%	+$10.1K	﹤0.01%	1438
2023 Q4	$55.8K	Buy	+2,672	New	+$55.1K	﹤0.01%	1433

Other funds holding PFLD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RRWA

Rainey & Randall Wealth Advisors Celebration, Florida $616M AUM 14.82% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LAM

L2 Asset Management Wayland, Massachusetts $1.05B AUM 29.07% 1-Year Est. Return

Principal Securities's PFLD Position: Q4 2025 in Review

Principal Securities sold out of AAM Low Duration Preferred and Income Securities ETF (PFLD) in Q4 2025, closing a stake of 4,204 shares — an estimated $82.8K sold.

Principal Securities first reported a position in PFLD in Q4 2023 and held it in 8 quarters. The position peaked at $409K in Q2 2025. 66 funds tracked by Wall St. Rank hold PFLD as of Q4 2025.

Principal Securities reported no remaining AAM Low Duration Preferred and Income Securities ETF position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 4,204 AAM Low Duration Preferred and Income Securities ETF shares in Q4 2025, an estimated $82.8K.
Principal Securities first reported a position in AAM Low Duration Preferred and Income Securities ETF in Q4 2023 and held it in 8 quarters.
Principal Securities's AAM Low Duration Preferred and Income Securities ETF position peaked at $409K in Q2 2025.
66 funds tracked by Wall St. Rank held AAM Low Duration Preferred and Income Securities ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.