Gladstone Institutional Advisory’s AAM Low Duration Preferred and Income Securities ETF PFLD Stock Holding History

Gladstone Institutional Advisory’s Portfolio PFLD Stock Details PFLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-14,555	Closed	-$285K	–	873
2025 Q4	$285K	Sell	14,555 -450	-3%	-$8.85K	0.01%	651
2025 Q3	$296K	Sell	15,005 -976	-6%	-$19.2K	0.01%	653
2025 Q2	$313K	Sell	15,981 -37,129	-70%	-$733K	0.01%	600
2025 Q1	$1.07M	Buy	53,110 +10,055	+23%	+$207K	0.05%	321
2024 Q4	$885K	Buy	43,055 +11,866	+38%	+$250K	0.04%	348
2024 Q3	$661K	Buy	31,189 +6,597	+27%	+$139K	0.03%	389
2024 Q2	$517K	Buy	24,592 +5,443	+28%	+$115K	0.03%	414
2024 Q1	$405K	Buy	+19,149	New	+$405K	0.02%	463

Other funds holding PFLD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LAM

L2 Asset Management Wayland, Massachusetts $963M AUM 38.06% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RRWA

Rainey & Randall Wealth Advisors Celebration, Florida $700M AUM 20.51% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

TIA

Teucrium Investment Advisors Burlington, Vermont $112M AUM

Gladstone Institutional Advisory's PFLD Position: Q1 2026 in Review

Gladstone Institutional Advisory sold out of AAM Low Duration Preferred and Income Securities ETF (PFLD) in Q1 2026, closing a stake of 14,555 shares — an estimated $285K sold.

Gladstone Institutional Advisory first reported a position in PFLD in Q1 2024 and held it in 8 quarters. The position peaked at $1.07M in Q1 2025. 61 funds tracked by Wall St. Rank hold PFLD as of Q1 2026.

Gladstone Institutional Advisory reported no remaining AAM Low Duration Preferred and Income Securities ETF position as of Q1 2026 after selling out during the quarter.
Gladstone Institutional Advisory sold 14,555 AAM Low Duration Preferred and Income Securities ETF shares in Q1 2026, an estimated $285K.
Gladstone Institutional Advisory first reported a position in AAM Low Duration Preferred and Income Securities ETF in Q1 2024 and held it in 8 quarters.
Gladstone Institutional Advisory's AAM Low Duration Preferred and Income Securities ETF position peaked at $1.07M in Q1 2025.
61 funds tracked by Wall St. Rank held AAM Low Duration Preferred and Income Securities ETF as of Q1 2026.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2026, filed 14 May 2026.