Gladstone Institutional Advisory’s AAM Low Duration Preferred and Income Securities ETF PFLD Stock Holding History

Gladstone Institutional Advisory’s Portfolio PFLD Stock Details PFLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-14,555	Closed	-$285K	–	873
2025 Q4	$285K	Sell	14,555 -450	-3%	-$8.85K	0.01%	651
2025 Q3	$296K	Sell	15,005 -976	-6%	-$19.2K	0.01%	653
2025 Q2	$313K	Sell	15,981 -37,129	-70%	-$733K	0.01%	600
2025 Q1	$1.07M	Buy	53,110 +10,055	+23%	+$207K	0.05%	321
2024 Q4	$885K	Buy	43,055 +11,866	+38%	+$250K	0.04%	348
2024 Q3	$661K	Buy	31,189 +6,597	+27%	+$139K	0.03%	389
2024 Q2	$517K	Buy	24,592 +5,443	+28%	+$115K	0.03%	414
2024 Q1	$405K	Buy	+19,149	New	+$405K	0.02%	463

Other funds holding PFLD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

L2 Asset Management Wayland, Massachusetts $1.05B AUM 29.07% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Rainey & Randall Wealth Advisors Celebration, Florida $616M AUM 14.82% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Raymond James Financial

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wealth Enhancement Advisory Services

Wealth Enhancement Advisory Services Plymouth, Minnesota $45.5B AUM 21.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Teucrium Investment Advisors Burlington, Vermont $129M AUM