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Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
Mirae Asset Global Investments
176
Mirae Asset Global Investments
South Korea
$2.29M -$76.9K -1,484 -3%
Two Sigma Investments
177
Two Sigma Investments
New York
$2.29M -$39.2M -756,426 -94%
BNP Paribas Asset Management
178
BNP Paribas Asset Management
France
$2.26M -$646K -12,463 -21%
BCP
179
Blue Chip Partners
Michigan
$2.18M +$185K +3,578 +8%
AP
180
AHL Partners
United Kingdom
$2.17M -$2.33M -45,026 -50%
ATIA
181
American Trust Investment Advisors
New Hampshire
$2.14M -$41.1K -793 -2%
OTPPB
182
Ontario Teachers' Pension Plan Board
Ontario, Canada
$2.13M -$883K -17,039 -27%
GH
183
GAM Holding
Switzerland
$2.09M -$416K -8,036 -15%
BCM
184
BTC Capital Management
Iowa
$2.06M +$117K +2,254 +5%
KP
185
Keel Point
Alabama
$2.05M -$17.2K -332 -0.8%
OPERF
186
Oregon Public Employees Retirement Fund
Oregon
$2.03M +$23.3K +449 +1%
CCM
187
Cadence Capital Management
Massachusetts
$1.99M -$753K -14,531 -26%
MA
188
Montag & Associates
Georgia
$1.95M
Envestnet Asset Management
189
Envestnet Asset Management
Illinois
$1.87M +$1.36M +26,305 +200%
CCM
190
CrestPoint Capital Management
Missouri
$1.86M +$1.56M +30,100 +331%
TRSOTSOK
191
Teachers Retirement System of the State of Kentucky
Kentucky
$1.84M
FWIA
192
Fort Washington Investment Advisors
Ohio
$1.81M +$1.98M +38,218 New
CB
193
Commerce Bank
Missouri
$1.81M +$170K +3,288 +9%
Mitsubishi UFJ Asset Management
194
Mitsubishi UFJ Asset Management
Japan
$1.74M -$3.01K -58 -0.2%
PLFAM
195
Pineno Levin & Ford Asset Management
Virginia
$1.73M +$62.2K +1,200 +3%
Asset Management One
196
Asset Management One
Japan
$1.73M +$488K +9,416 +34%
B
197
Barings
North Carolina
$1.72M -$212K -4,100 -10%
MSA
198
Mason Street Advisors
Wisconsin
$1.68M +$9.17K +177 +0.5%
BTS
199
BB&T Securities
Virginia
$1.58M +$482K +9,304 +38%
LMGAM
200
Liberty Mutual Group Asset Management
Massachusetts
$1.55M -$363 -7 -0%

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.