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Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
176
Shell Asset Management
Netherlands
$2.45M +$200K +4,372 +9%
AL
177
Airain Ltd
Guernsey
$2.45M +$2.44M +53,259 New
URS
178
Utah Retirement Systems
Utah
$2.42M +$18.3K +400 +0.8%
COPPSERS
179
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$2.42M +$18.4K +403 +0.8%
Calamos Advisors
180
Calamos Advisors
Illinois
$2.2M
SHA
181
Smith Hayes Advisers
Nebraska
$2.19M +$1.14M +24,954 +110%
Citigroup
182
Citigroup
New York
$2.17M -$515K -11,257 -19%
ARC
183
Absolute Return Capital
Massachusetts
$2.13M -$253K -5,538 -11%
Nomura Asset Management
184
Nomura Asset Management
Japan
$2.08M -$158K -3,450 -7%
OTPPB
185
Ontario Teachers' Pension Plan Board
Ontario, Canada
$2.06M -$452K -9,881 -18%
STC
186
SEI Trust Company
Pennsylvania
$2.03M +$471K +10,300 +30%
LS
187
Livforsakringsbolaget Skandia
Sweden
$1.95M +$1.94M +42,341 New
BNP Paribas Asset Management
188
BNP Paribas Asset Management
France
$1.94M +$330K +7,216 +21%
FP
189
Foundry Partners
Minnesota
$1.93M -$86.9K -1,899 -4%
KeyBank National Association
190
KeyBank National Association
Ohio
$1.9M -$814K -17,788 -30%
GACM
191
Green Arrow Capital Management
New York
$1.89M +$1.88M +41,144 New
B
192
Barings
North Carolina
$1.87M
MA
193
Montag & Associates
Georgia
$1.81M
ERSOT
194
Employees Retirement System of Texas
Texas
$1.79M -$595K -13,000 -25%
WAM
195
World Asset Management
Michigan
$1.73M -$229K -5,007 -12%
Bank of Montreal
196
Bank of Montreal
Ontario, Canada
$1.72M +$81.9K +1,789 +5%
LMGAM
197
Liberty Mutual Group Asset Management
Massachusetts
$1.72M +$264K +5,762 +18%
GH
198
GAM Holding
Switzerland
$1.69M +$1.68M +36,780 New
Asset Management One
199
Asset Management One
Japan
$1.66M
NMERB
200
New Mexico Educational Retirement Board
New Mexico
$1.65M +$1.64M +35,804 New

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.