We are live on ! Find out more
PFG icon

Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
USAA
151
United Services Automobile Association
Texas
$5.32M -$2.14M -32,473 -27%
MSL
152
Mackay Shields LLC
New York
$5.05M +$5.46M +82,985 New
UB
153
UMB Bank
Missouri
$5.04M -$14.1M -214,199 -72%
XK
154
Xact Kapitalforvaltning
Sweden
$4.94M +$94.4K +1,434 +2%
MIM
155
MetLife Investment Management
New Jersey
$4.94M -$133K -2,022 -2%
FAF
156
Fjarde Ap-fonden
Sweden
$4.92M -$5.53K -84 -0.1%
SOMRS
157
State of Michigan Retirement System
Michigan
$4.83M +$39.5K +600 +0.8%
DekaBank Deutsche Girozentrale
158
DekaBank Deutsche Girozentrale
Germany
$4.66M +$3.28M +49,915 +187%
PP
159
Palladium Partners
Virginia
$4.66M +$495K +7,518 +11%
HI
160
HBK Investments
Texas
$4.63M +$4.26M +64,795 +578%
SOADOR
161
State of Alaska Department of Revenue
Alaska
$4.61M +$1.2M +18,280 +32%
VRS
162
Virginia Retirement Systems
Virginia
$4.54M
IA
163
IndexIQ Advisors
New York
$4.5M +$4.86M +73,841 New
I
164
IberiaBank
Louisiana
$4.44M +$803K +12,208 +20%
APG Asset Management
165
APG Asset Management
Netherlands
$4.4M
ANTB
166
AMG National Trust Bank
Colorado
$4.32M
IAM
167
Impax Asset Management
New Hampshire
$4.26M +$1.27M +19,376 +38%
TPSF
168
Texas Permanent School Fund
Texas
$4.24M -$244K -3,707 -5%
GLA
169
Great Lakes Advisors
Illinois
$4.17M -$1.23M -18,751 -22%
Rafferty Asset Management
170
Rafferty Asset Management
New York
$4.15M +$646K +9,821 +17%
LG
171
Leuthold Group
Minnesota
$4.14M -$667K -10,134 -13%
SEI Investments
172
SEI Investments
Pennsylvania
$4.01M -$56K -851 -1%
BFG
173
Beacon Financial Group
Texas
$4M -$210K -3,192 -5%
D.E. Shaw & Co
174
D.E. Shaw & Co
New York
$4M +$3.33M +50,621 +337%
State of Tennessee, Department of Treasury
175
State of Tennessee, Department of Treasury
Tennessee
$3.94M -$315K -4,786 -7%

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.