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Principal Financial Group

456 hedge funds and large institutions have $7.68B invested in Principal Financial Group in 2016 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 185 increasing their positions, 147 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more call options, than puts

Call options by funds: $12.9M | Put options by funds: $6.75M

26% more repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 147

0.48% more ownership

Funds ownership: 68.03%68.5% (+0.48%)

4% less first-time investments, than exits

New positions opened: 53 | Existing positions closed: 55

1% less funds holding

Funds holding: 461456 (-5)

14% less capital invested

Capital invested by funds: $8.94B → $7.68B (-$1.26B)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
456
Holders Change
-5
Holders Change %
-1.08%
% of All Funds
12.15%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
53
Increased
185
Reduced
147
Closed
55
Calls
$12.9M
Puts
$6.75M
Net Calls
+$6.2M
Net Calls Change
-$4.4M
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
151
UBS Group
Switzerland
$2.7M -$811K -21,069 -24%
DADC
152
D.A. Davidson & Co
Montana
$2.65M -$147K -3,811 -5%
US Bancorp
153
US Bancorp
Minnesota
$2.65M -$86.7K -2,253 -3%
Zurich Cantonal Bank
154
Zurich Cantonal Bank
Switzerland
$2.64M -$73.8K -1,918 -3%
Caisse de Depot et Placement du Quebec (CDPQ)
155
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$2.64M -$1.88M -48,844 -42%
AP
156
AHL Partners
United Kingdom
$2.62M -$939K -24,403 -27%
Public Employees Retirement Association of Colorado
157
Public Employees Retirement Association of Colorado
Colorado
$2.62M +$29.3K +761 +1%
EIM
158
ExxonMobil Investment Management
Texas
$2.6M +$193K +5,009 +8%
DILH
159
Dai-ichi Life Holdings
Japan
$2.58M
ARTA
160
A.R.T. Advisors
New York
$2.54M +$231K +6,000 +10%
CC
161
Cipher Capital
New York
$2.52M +$2.46M +63,809 New
CCMH
162
Cornerstone Capital Management Holdings
New York
$2.36M -$5.53M -143,643 -71%
CSS
163
Cubist Systematic Strategies
Connecticut
$2.36M -$230K -5,967 -9%
American Century Companies
164
American Century Companies
Missouri
$2.34M -$9.36M -243,179 -80%
Two Sigma Investments
165
Two Sigma Investments
New York
$2.34M +$1.49M +38,712 +188%
Mitsubishi UFJ Asset Management
166
Mitsubishi UFJ Asset Management
Japan
$2.29M +$731K +19,001 +49%
Mirae Asset Global Investments
167
Mirae Asset Global Investments
South Korea
$2.22M +$286K +7,436 +15%
MAM
168
Martingale Asset Management
Massachusetts
$2.19M +$2.14M +55,626 New
Calamos Advisors
169
Calamos Advisors
Illinois
$2.17M +$117K +3,031 +6%
BCM
170
BTC Capital Management
Iowa
$2.16M +$312K +8,102 +17%
Janus Henderson Group
171
Janus Henderson Group
United Kingdom
$2.14M -$54.1K -1,405 -3%
BNP Paribas Asset Management
172
BNP Paribas Asset Management
France
$2.12M -$21.5K -559 -1%
URS
173
Utah Retirement Systems
Utah
$2.08M
Rafferty Asset Management
174
Rafferty Asset Management
New York
$2.02M -$1.91M -49,614 -49%
BCP
175
Blue Chip Partners
Michigan
$2M +$163K +4,234 +9%

PFG Hedge Fund Activity: Q1 2016 in Review

456 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2016, worth a combined $7.68B — down 14% from $8.94B a quarter earlier.

Sellers outnumbered buyers: 55 funds closed out of PFG and 53 opened new positions — a net loss of 2 holders — while 147 trimmed existing stakes and 185 added.

The largest buyer was Royal London Asset Management, adding an estimated $106M. The largest seller was Wellington Management Group, cutting an estimated $106M.

  • 456 institutional investors held Principal Financial Group (PFG) as of Q1 2016, down from 461 in Q4 2015.
  • Funds reported $7.68B of Principal Financial Group stock for Q1 2016, down 14% quarter-over-quarter.
  • 53 funds opened new Principal Financial Group positions in Q1 2016 and 55 closed out, a net change of -2 holders.
  • The largest Principal Financial Group buyer in Q1 2016 was Royal London Asset Management, an estimated $106M added.
  • The largest Principal Financial Group seller in Q1 2016 was Wellington Management Group, an estimated $106M sold.

Based on aggregated 13F filings for Q1 2016.