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Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
Janus Henderson Group
151
Janus Henderson Group
United Kingdom
$3.43M +$247K +5,408 +8%
TAM
152
Tealwood Asset Management
Minnesota
$3.42M +$22.4K +489 +0.7%
USAA
153
United Services Automobile Association
Texas
$3.41M +$50.3K +1,100 +2%
DADC
154
D.A. Davidson & Co
Montana
$3.39M -$44.2K -965 -1%
BCM
155
Bridgeway Capital Management
Texas
$3.37M
ISB
156
Iowa State Bank
Iowa
$3.32M +$160K +3,500 +5%
EIM
157
ExxonMobil Investment Management
Texas
$3.31M +$32.6K +713 +1%
Royal London Asset Management
158
Royal London Asset Management
United Kingdom
$3.29M -$13K -285 -0.4%
CCM
159
Cadence Capital Management
Massachusetts
$3.25M +$3.23M +70,634 New
RFC
160
Russell Frank Company
Washington
$3.19M +$1.71M +37,309 +116%
PA
161
Pinnacle Associates
New York
$3.06M -$56.6K -1,237 -2%
PAM
162
Panagora Asset Management
Massachusetts
$3.02M -$1.95M -42,652 -39%
BCMU
163
BlueCrest Capital Management (UK)
Guernsey
$3M +$2.98M +65,195 New
DekaBank Deutsche Girozentrale
164
DekaBank Deutsche Girozentrale
Germany
$2.87M +$2.74M +59,839 +2,320%
HNB
165
Huntington National Bank
Ohio
$2.85M +$2.66M +58,040 +1,437%
CCMH
166
Cornerstone Capital Management Holdings
New York
$2.83M -$255K -5,571 -8%
Nomura Holdings
167
Nomura Holdings
Japan
$2.75M +$1.23M +26,954 +82%
MSA
168
Mason Street Advisors
Wisconsin
$2.67M -$127K -2,770 -5%
Two Sigma Advisers
169
Two Sigma Advisers
New York
$2.64M +$1.94M +42,400 +282%
OPERF
170
Oregon Public Employees Retirement Fund
Oregon
$2.63M -$64.1K -1,400 -2%
Capital Fund Management (CFM)
171
Capital Fund Management (CFM)
France
$2.6M +$2.59M +56,626 New
SFP
172
Santa Fe Partners
New Mexico
$2.58M +$585K +12,779 +30%
US Bancorp
173
US Bancorp
Minnesota
$2.53M +$166K +3,627 +7%
IG
174
ING Group
Netherlands
$2.5M -$564K -12,320 -18%
Mitsubishi UFJ Asset Management
175
Mitsubishi UFJ Asset Management
Japan
$2.46M -$31.6K -691 -1%

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.