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Principal Financial Group

559 hedge funds and large institutions have $13B invested in Principal Financial Group in 2017 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 216 increasing their positions, 177 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more call options, than puts

Call options by funds: $14.2M | Put options by funds: $5.47M

22% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 177

2% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 46

1% more capital invested

Capital invested by funds: $12.8B → $13B (+$122M)

0.2% more ownership

Funds ownership: 69.5%69.7% (+0.2%)

1% less funds holding

Funds holding: 566559 (-7)

20% less funds holding in top 10

Funds holding in top 10: 108 (-2)

Holders
559
Holders Change
-7
Holders Change %
-1.24%
% of All Funds
13.94%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
47
Increased
216
Reduced
177
Closed
46
Calls
$14.2M
Puts
$5.47M
Net Calls
+$8.76M
Net Calls Change
-$8.17M
Name Holding Trade Value Shares
Change
Change in
Stake
PIA
126
Piedmont Investment Advisors
North Carolina
$7.54M +$128K +1,990 +2%
TD Asset Management
127
TD Asset Management
Ontario, Canada
$7.52M +$171K +2,655 +2%
USAA
128
United Services Automobile Association
Texas
$7.47M +$1.92M +29,900 +35%
Ohio Public Employees Retirement System (OPERS)
129
Ohio Public Employees Retirement System (OPERS)
Ohio
$7.42M -$230K -3,573 -3%
ASRS
130
Arizona State Retirement System
Arizona
$7.29M +$1.57M +24,471 +28%
D.E. Shaw & Co
131
D.E. Shaw & Co
New York
$7.11M +$3.87M +60,092 +119%
TAM
132
Tealwood Asset Management
Minnesota
$6.97M -$91.1K -1,417 -1%
EP
133
Elkfork Partners
Oregon
$6.86M -$4.93M -76,670 -42%
Toronto Dominion Bank
134
Toronto Dominion Bank
Ontario, Canada
$6.61M +$754K +11,721 +13%
LCM
135
Laurion Capital Management
New York
$6.52M +$1.02M +15,898 +19%
AIG
136
American International Group
New York
$6.51M -$957K -14,873 -13%
ProShare Advisors
137
ProShare Advisors
Maryland
$6.35M +$253K +3,936 +4%
FQ
138
First Quadrant
California
$6.13M +$6.13M +95,348 New
ISB
139
Iowa State Bank
Iowa
$6.11M -$90K -1,400 -1%
DWT
140
Dorsey & Whitney Trust
South Dakota
$6.1M -$33.2K -516 -0.5%
Aberdeen Group
141
Aberdeen Group
United Kingdom
$6.06M +$6.06M +94,246 New
ANTB
142
AMG National Trust Bank
Colorado
$5.94M -$675K -10,497 -10%
DILIC
143
Dai-ichi Life Insurance Company
Japan
$5.88M
GIBU
144
Gulf International Bank (UK)
United Kingdom
$5.87M +$289K +4,500 +5%
CCMH
145
Cornerstone Capital Management Holdings
New York
$5.81M +$2.83M +44,019 +95%
Balyasny Asset Management
146
Balyasny Asset Management
Illinois
$5.66M +$5.18M +80,534 +1,088%
GHCM
147
Glen Harbor Capital Management
California
$5.65M -$4.06M -63,140 -42%
APG Asset Management
148
APG Asset Management
Netherlands
$5.61M -$813K -12,633 -13%
AAF
149
Andra AP-fonden
Sweden
$5.37M +$418K +6,500 +8%
SCM
150
Stevens Capital Management
Pennsylvania
$5.36M +$4.66M +72,424 +663%

PFG Hedge Fund Activity: Q3 2017 in Review

559 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2017, worth a combined $13B — up 0.95% from $12.8B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 46 closed out — a net gain of 1 holder — while 216 added to existing stakes and 177 trimmed.

The largest buyer was BlackRock, adding an estimated $88M. The largest seller was Bank of New York Mellon, cutting an estimated $111M.

  • 559 institutional investors held Principal Financial Group (PFG) as of Q3 2017, down from 566 in Q2 2017.
  • Funds reported $13B of Principal Financial Group stock for Q3 2017, up 0.95% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q3 2017 and 46 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2017 was BlackRock, an estimated $88M added.
  • The largest Principal Financial Group seller in Q3 2017 was Bank of New York Mellon, an estimated $111M sold.

Based on aggregated 13F filings for Q3 2017.