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Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
ASRS
126
Arizona State Retirement System
Arizona
$5.31M -$220K -4,800 -4%
ProShare Advisors
127
ProShare Advisors
Maryland
$5.24M +$189K +4,136 +4%
Grantham, Mayo, Van Otterloo & Co (GMO)
128
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$5.21M -$2.28M -49,728 -31%
SOMRS
129
State of Michigan Retirement System
Michigan
$5.16M +$41.2K +900 +0.8%
State of Tennessee, Department of Treasury
130
State of Tennessee, Department of Treasury
Tennessee
$5.15M +$3M +65,500 +141%
SCM
131
Stevens Capital Management
Pennsylvania
$5.11M +$517K +11,287 +11%
PP
132
Prudential plc
United Kingdom
$5.06M
CBOA
133
Commonwealth Bank of Australia
Australia
$5.04M +$2.52M +55,031 +101%
Schroder Investment Management Group
134
Schroder Investment Management Group
United Kingdom
$4.89M +$2.73M +59,700 +128%
AQR Capital Management
135
AQR Capital Management
Connecticut
$4.66M -$1.75M -38,225 -27%
Comerica Bank
136
Comerica Bank
Texas
$4.65M +$45.7K +999 +1%
Public Sector Pension Investment Board (PSP Investments)
137
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$4.63M -$64.1K -1,400 -1%
AG
138
Aperio Group
California
$4.59M +$4.57M +99,889 New
DWT
139
Dorsey & Whitney Trust
South Dakota
$4.41M -$227K -4,950 -5%
OI
140
Oakbrook Investments
Illinois
$4.15M +$4.13M +90,250 New
TSU
141
TD Securities (USA)
New York
$4.15M -$293K -6,397 -7%
DA
142
Denali Advisors
California
$3.94M -$293K -6,400 -7%
BMCMI
143
Bryn Mawr Capital Management Inc
Pennsylvania
$3.9M -$126K -2,764 -3%
Public Employees Retirement Association of Colorado
144
Public Employees Retirement Association of Colorado
Colorado
$3.88M -$7.5K -164 -0.2%
FAF
145
Fjarde Ap-fonden
Sweden
$3.8M +$129K +2,816 +4%
GIBU
146
Gulf International Bank (UK)
United Kingdom
$3.74M
HIMCH
147
Hartford Investment Management Co (HIMCO)
Connecticut
$3.72M -$112K -2,441 -3%
DILH
148
Dai-ichi Life Holdings
Japan
$3.65M
JIM
149
Jupiter Investment Management
United Kingdom
$3.59M -$513K -11,220 -13%
IRF
150
IBM Retirement Fund
New York
$3.47M -$1.9M -41,622 -35%

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.