TD Securities (USA)’s Principal Financial Group PFG Stock Holding History

TD Securities (USA)’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$2K	Hold	61	–	–	0.02%	400
2015 Q4	$3K	Sell	61 -96	-61%	-$4.69K	0.03%	304
2015 Q3	$7K	Sell	157 -110,834	-100%	-$5.74M	0.06%	312
2015 Q2	$5.69M	Buy	110,991 +12,731	+13%	+$661K	0.08%	296
2015 Q1	$5.05M	Sell	98,260 -5,449	-5%	-$274K	0.08%	305
2014 Q4	$5.39M	Buy	103,709 +8,100	+8%	+$420K	0.08%	301
2014 Q3	$5.02M	Sell	95,609 -48	-0.1%	-$2.51K	0.08%	281
2014 Q2	$4.83M	Buy	95,657 +5,467	+6%	+$257K	0.08%	309
2014 Q1	$4.15M	Sell	90,190 -6,397	-7%	-$293K	0.07%	326
2013 Q4	$4.76M	Buy	96,587 +2,861	+3%	+$136K	0.08%	309
2013 Q3	$4.01M	Sell	93,726 -319	-0.3%	-$13.3K	0.08%	317
2013 Q2	$3.52M	Buy	+94,045	New	+$3.44M	0.07%	326

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

TD Securities (USA)'s PFG Position: Q1 2016 in Review

TD Securities (USA) held its Principal Financial Group (PFG) position steady in Q1 2016 at 61 shares worth $2K. The position accounts for 0.02% of the portfolio, ranked #400.

TD Securities (USA) first reported a position in PFG in Q2 2013 and has held it in 12 quarters since. The position peaked at $5.69M in Q2 2015. 457 funds tracked by Wall St. Rank hold PFG as of Q1 2016.

TD Securities (USA) held 61 shares of Principal Financial Group worth $2K as of Q1 2016.
TD Securities (USA) left its Principal Financial Group share count unchanged in Q1 2016.
Principal Financial Group made up 0.02% of TD Securities (USA)'s portfolio in Q1 2016, its #400 holding.
TD Securities (USA) first reported a position in Principal Financial Group in Q2 2013 and has held it in 12 quarters since.
TD Securities (USA)'s Principal Financial Group position peaked at $5.69M in Q2 2015.
457 funds tracked by Wall St. Rank held Principal Financial Group as of Q1 2016.

Based on TD Securities (USA)'s 13F filing for Q1 2016, filed 27 Apr 2016.