We are live on ! Find out more
PFG icon

Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
MSE
76
MUFG Securities EMEA
United Kingdom
$20.3M +$22M +334,000 New
CM
77
Churchill Management
California
$19.6M -$848K -12,889 -4%
AU
78
Algebris (UK)
United Kingdom
$18.9M +$20.4M +310,000 New
NSAM
79
North Star Asset Management
Wisconsin
$18.7M +$167K +2,543 +0.8%
FQ
80
First Quadrant
California
$18.5M +$3.21M +48,774 +19%
National Pension Service
81
National Pension Service
South Korea
$18.5M -$1.12M -17,026 -5%
DA
82
Denali Advisors
California
$17.8M +$3.5M +53,200 +22%
Robeco Institutional Asset Management
83
Robeco Institutional Asset Management
Netherlands
$17.8M -$16.1M -244,001 -46%
TD Asset Management
84
TD Asset Management
Ontario, Canada
$17.3M +$2.9M +44,003 +18%
Federated Hermes
85
Federated Hermes
Pennsylvania
$17.3M +$6.62M +100,586 +55%
BGIM
86
Brandywine Global Investment Management
Pennsylvania
$15.9M +$32.8K +499 +0.2%
Citigroup
87
Citigroup
New York
$15.8M -$430K -6,535 -2%
Manulife (Manufacturers Life Insurance)
88
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$15.2M -$2.15M -32,629 -12%
CM
89
Capital Management
Virginia
$15.1M +$721K +10,964 +5%
Nisa Investment Advisors
90
Nisa Investment Advisors
Missouri
$14.7M +$1.01M +15,323 +7%
Canada Life
91
Canada Life
Manitoba, Canada
$14.5M -$56.2K -854 -0.4%
Squarepoint
92
Squarepoint
New York
$14.4M +$14.8M +224,698 +2,043%
Zurich Cantonal Bank
93
Zurich Cantonal Bank
Switzerland
$14.2M -$1.38M -20,930 -8%
BS
94
Banco Santander
Spain
$14M +$15.1M +229,700 New
Chevy Chase Trust
95
Chevy Chase Trust
Maryland
$13.9M -$319K -4,848 -2%
Thrivent Financial for Lutherans
96
Thrivent Financial for Lutherans
Minnesota
$13.8M -$1.36M -20,720 -8%
AQR Capital Management
97
AQR Capital Management
Connecticut
$13.4M +$6.32M +95,995 +77%
PI
98
PineBridge Investments
New York
$13.3M -$164K -2,494 -1%
Harris Associates
99
Harris Associates
Illinois
$13.3M -$81.1M -1,232,575 -85%
Assenagon Asset Management
100
Assenagon Asset Management
Luxembourg
$13M +$14.1M +213,967 New

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.