We are live on ! Find out more
PFG icon

Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
Canada Pension Plan Investment Board
51
Canada Pension Plan Investment Board
Ontario, Canada
$31.7M +$18.7M +283,456 +120%
American Century Companies
52
American Century Companies
Missouri
$31.2M -$21.4M -325,065 -39%
CI
53
Conning Inc
Connecticut
$30.9M +$6.59M +100,108 +25%
New York State Teachers Retirement System (NYSTRS)
54
New York State Teachers Retirement System (NYSTRS)
New York
$30.6M +$1.02M +15,452 +3%
Barclays
55
Barclays
United Kingdom
$30.1M +$11.1M +169,118 +52%
AAMU
56
Amundi Asset Management US
Massachusetts
$29.4M -$1.01M -15,333 -3%
HSBC Holdings
57
HSBC Holdings
United Kingdom
$29.2M +$4M +60,745 +15%
T. Rowe Price Associates
58
T. Rowe Price Associates
Maryland
$28.6M +$794K +12,070 +3%
California State Teachers Retirement System (CalSTRS)
59
California State Teachers Retirement System (CalSTRS)
California
$27.9M -$1M -15,257 -3%
NIPH
60
NN Investment Partners Holdings
Netherlands
$27.9M -$1.03M -15,640 -3%
ORIO
61
Old Republic International (ORI)
Illinois
$27.5M
Asset Management One
62
Asset Management One
Japan
$26.9M +$75K +1,140 +0.3%
AllianceBernstein
63
AllianceBernstein
Tennessee
$26.7M -$872K -13,251 -3%
MAM
64
Martingale Asset Management
Massachusetts
$25M -$9.84M -149,615 -27%
LSV Asset Management
65
LSV Asset Management
Illinois
$24.9M
ACM
66
Argent Capital Management
Missouri
$23.8M -$635K -9,655 -2%
State Board of Administration of Florida Retirement System
67
State Board of Administration of Florida Retirement System
Florida
$22.6M -$810K -12,317 -3%
Ameriprise
68
Ameriprise
Minnesota
$22.5M +$12.7M +193,022 +110%
UBS Group
69
UBS Group
Switzerland
$22.4M -$1.9M -28,899 -7%
Adage Capital Partners
70
Adage Capital Partners
Massachusetts
$22.1M -$862K -13,100 -3%
Two Sigma Investments
71
Two Sigma Investments
New York
$21.9M +$23.7M +359,863 New
Man Group
72
Man Group
United Kingdom
$21.3M +$23M +349,782 New
Arrowstreet Capital
73
Arrowstreet Capital
Massachusetts
$20.8M +$21.9M +333,330 +4,115%
PAM
74
Panagora Asset Management
Massachusetts
$20.4M -$1.77M -26,874 -7%
PCM
75
Prana Capital Management
Connecticut
$20.3M +$22M +334,049 New

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.