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Principal Financial Group

564 hedge funds and large institutions have $6.09B invested in Principal Financial Group in 2020 Q1 according to their latest regulatory filings, with 68 funds opening new positions, 185 increasing their positions, 198 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more call options, than puts

Call options by funds: $8.61M | Put options by funds: $4.04M

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 198

1.84% less ownership

Funds ownership: 72.54%70.7% (-1.8%)

8% less funds holding

Funds holding: 612564 (-48)

39% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 112

45% less capital invested

Capital invested by funds: $11.1B → $6.09B (-$4.99B)

Holders
564
Holders Change
-48
Holders Change %
-7.84%
% of All Funds
12.43%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
68
Increased
185
Reduced
198
Closed
112
Calls
$8.61M
Puts
$4.04M
Net Calls
+$4.56M
Net Calls Change
-$4.83M
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
651
Tower Research Capital (TRC)
New York
-$79K -1,434 Closed
ONST
652
Old North State Trust
North Carolina
-$77K -1,405 Closed
Loomis, Sayles & Company
653
Loomis, Sayles & Company
Massachusetts
-$66K -1,205 Closed
Walleye Trading
654
Walleye Trading
New York
-$63K -1,147 Closed
Capstone Investment Advisors
655
Capstone Investment Advisors
New York
-$59K -1,064 Closed
PWP
656
Personal Wealth Partners
Minnesota
-$42K -764 Closed
GLI
657
Guardian Life Insurance
New York
-$42K -758 Closed
RA
658
Rational Advisors
New York
-$35K -642 Closed
OSAM
659
O'Shaughnessy Asset Management
Connecticut
-$29K -530 Closed
MPWT
660
MassMutual Private Wealth & Trust
Connecticut
-$23K -412 Closed
TFA
661
Toth Financial Advisory
Virginia
-$17K -318 Closed
LWM
662
Lionsbridge Wealth Management
Florida
-$8K -162 Closed
PCIA
663
Prime Capital Investment Advisors
Kansas
-$6K -104 Closed
CHAM
664
Clear Harbor Asset Management
Connecticut
-$5.5K -100 Closed
ST
665
Smithfield Trust
Pennsylvania
-$4K -75 Closed
CCM
666
Covington Capital Management
California
-$4K -71 Closed
TCOV
667
Trust Company of Vermont
Vermont
-$4K -69 Closed
EWA
668
Evolution Wealth Advisors
Florida
-$3K -63 Closed
GDP
669
Great Diamond Partners
Maine
-$2K -50 Closed
PW
670
Price Wealth
Texas
-$1K -24 Closed
FPFS
671
First Personal Financial Services
North Carolina
-$1K -15 Closed
Fidelity International
672
Fidelity International
Bermuda
-$1K -14 Closed
PCTC
673
Perkins Coie Trust Company
Washington
+$568 +12 New

PFG Hedge Fund Activity: Q1 2020 in Review

564 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2020, worth a combined $6.09B — down 45% from $11.1B a quarter earlier.

Sellers outnumbered buyers: 112 funds closed out of PFG and 68 opened new positions — a net loss of 44 holders — while 198 trimmed existing stakes and 185 added.

The largest buyer was Prudential plc, opening a new position worth an estimated $76.5M. The largest seller was Wellington Management Group, cutting an estimated $170M.

  • 564 institutional investors held Principal Financial Group (PFG) as of Q1 2020, down from 612 in Q4 2019.
  • Funds reported $6.09B of Principal Financial Group stock for Q1 2020, down 45% quarter-over-quarter.
  • 68 funds opened new Principal Financial Group positions in Q1 2020 and 112 closed out, a net change of -44 holders.
  • The largest Principal Financial Group buyer in Q1 2020 was Prudential plc, an estimated $76.5M added.
  • The largest Principal Financial Group seller in Q1 2020 was Wellington Management Group, an estimated $170M sold.

Based on aggregated 13F filings for Q1 2020.