We are live on ! Find out more
PFG icon

Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
VI
626
Versor Investments
New York
-$1.06M -18,500 Closed
WA
627
WESPAC Advisors
California
-$999K -17,488 Closed
TI
628
Trexquant Investment
Connecticut
-$903K -15,798 Closed
MNG
629
Manning & Napier Group
New York
-$750K -13,141 Closed
CC
630
Cipher Capital
New York
-$709K -12,419 Closed
ECM
631
Element Capital Management
New York
-$646K -11,303 Closed
PP
632
Paloma Partners
Connecticut
-$642K -11,242 Closed
Assenagon Asset Management
633
Assenagon Asset Management
Luxembourg
-$626K -10,954 Closed
CSS
634
Cubist Systematic Strategies
Connecticut
-$624K -10,918 Closed
FBFS
635
First Business Financial Services
Wisconsin
-$601K -10,522 Closed
ECM
636
ExodusPoint Capital Management
New York
-$595K -10,412 Closed
QI
637
Qtron Investments
Massachusetts
-$499K -8,733 Closed
APP
638
Avantax Planning Partners
Iowa
-$466K -8,147 Closed
WIS
639
Wright Investors Service
Connecticut
-$438K -7,668 Closed
SCM
640
Stevens Capital Management
Pennsylvania
-$413K -7,223 Closed
SL
641
Signition LP
New York
-$410K -7,178 Closed
GH
642
GAM Holding
Switzerland
-$407K -7,116 Closed
Jane Street
643
Jane Street
New York
-$406K -7,101 Closed
BAMF
644
BI Asset Management Fondsmaeglerselskab
Denmark
-$356K -6,233 Closed
Teacher Retirement System of Texas
645
Teacher Retirement System of Texas
Texas
-$348K -6,094 Closed
ECM
646
ETrade Capital Management
Virginia
-$327K -5,716 Closed
ZCA
647
Zeke Capital Advisors
Pennsylvania
-$305K -5,344 Closed
TCM
648
Teza Capital Management
Illinois
-$297K -5,190 Closed
QT
649
Quantbot Technologies
New York
-$258K -4,516 Closed
LCM
650
Landscape Capital Management
New Jersey
-$244K -4,270 Closed

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.