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Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
FWM
576
Focused Wealth Management
New York
$7K
GFP
577
Gryphon Financial Partners
Ohio
$7K +$263 +4 +3%
WF
578
WealthTrust Fairport
Ohio
$7K +$7.17K +109 New
SIM
579
Sonora Investment Management
Arizona
$6.09K
CFA
580
Carroll Financial Associates
North Carolina
$6K -$6.58K -100 -50%
MA
581
MUFG Americas
New York
$6K -$3.29K -50 -33%
MPPLM
582
Midwest Professional Planners Ltd (MPPL)
Wisconsin
$6K
PG
583
Patten Group
Tennessee
$6K
QAM
584
QCI Asset Management
New York
$6K
SFSIG
585
San Francisco Sentry Investment Group
California
$6K
SC
586
Slow Capital
California
$6K
AGA
587
Accuvest Global Advisors
Utah
$6K +$1.05K +16 +20%
PFBT
588
Parkside Financial Bank & Trust
Missouri
$6K +$1.91K +29 +45%
GEA
589
Glen Eagle Advisors
New Jersey
$5.24K
MOS
590
MGO One Seven
Ohio
$5K -$5.2K -79 -48%
SWMG
591
Signature Wealth Management Group
Georgia
$5K -$1.32K -20 -21%
IP
592
Isthmus Partners
Wisconsin
$5K
RFA
593
Reilly Financial Advisors
California
$5K
ME
594
McIlrath & Eck
Washington
$4K
IWM
595
IHT Wealth Management
Illinois
$4K +$66 +1 +1%
VCM
596
Versant Capital Management
Arizona
$4K +$592 +9 +16%
CBT
597
Central Bank & Trust
Kentucky
$3K
PGA
598
Premia Global Advisors
Florida
$3K
RFM
599
Royal Fund Management
Florida
$3K
OFW
600
Omnia Family Wealth
Florida
$2K

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.