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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
WAS
526
Winch Advisory Services
Wisconsin
$18K +$164 +3 +0.9%
GAM
527
Gemmer Asset Management
California
$17K -$602 -11 -3%
AP
528
Atwood & Palmer
Missouri
$17K
TFA
529
Toth Financial Advisory
Virginia
$17K +$164 +3 +1%
PFBT
530
Parkside Financial Bank & Trust
Missouri
$17K +$985 +18 +6%
TCM
531
Tradewinds Capital Management
Washington
$17K +$10.9K +200 +200%
HWM
532
HighMark Wealth Management
Minnesota
$17K +$17K +310 New
CT
533
Caldwell Trust
Florida
$16.3K +$16.3K +297 New
HF
534
Halpern Financial
Virginia
$16.3K +$16.2K +296 New
CFA
535
Carroll Financial Associates
North Carolina
$16K
OAJ
536
Ogorek Anthony Joseph
New York
$16K
PK
537
Pflug Koory
Nebraska
$16K
TSW
538
Thompson Siegel & Walmsley
Virginia
$16K
MA
539
MCF Advisors
Kentucky
$16K +$15.5K +284 New
KPW
540
Kore Private Wealth
New York
$16K +$16.1K +294 New
HRC
541
Hoertkorn Richard Charles
$15K
KTC
542
Kistler-Tiffany Companies
Pennsylvania
$15K
RFM
543
Royal Fund Management
Florida
$15K
VRM
544
Vectors Research Management
New York
$15K
VNA
545
Valley National Advisers
Pennsylvania
$15K +$109 +2 +0.8%
PCM
546
Penserra Capital Management
California
$15K +$5.42K +99 +51%
GEA
547
Glen Eagle Advisors
New Jersey
$14.8K -$7.66K -140 -34%
EW
548
Evoke Wealth
California
$14.3K +$55 +1 +0.4%
EFSCE
549
Enterprise Financial Services Corp (EFSC)
Missouri
$14K -$876 -16 -6%
LWA
550
Lenox Wealth Advisors
New York
$14K

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.