We are live on ! Find out more
PFG icon

Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
OIA
476
Optimum Investment Advisors
Illinois
$107K
TA
477
Thor Advisors
New York
$103K +$101K +1,801 New
CHC
478
City Holding Co
West Virginia
$101K
VFA
479
Valeo Financial Advisors
Indiana
$92K
FMT
480
First Mercantile Trust
Tennessee
$91K +$4.11K +73 +5%
PA
481
Parallel Advisors
California
$90K +$12.8K +228 +17%
RE
482
RBC Europe
United Kingdom
$89.9K
HNB
483
Huntington National Bank
Ohio
$87K
PCM
484
Prelude Capital Management
New York
$85K +$83.6K +1,485 New
CTC
485
Central Trust Company
Missouri
$84K -$11.3K -200 -12%
JFA
486
JNBA Financial Advisors
Minnesota
$83K +$66.8K +1,186 +439%
MWNA
487
Marshall Wace North America
New York
$81K +$80.1K +1,422 New
ONST
488
Old North State Trust
North Carolina
$80K +$9.85K +175 +14%
SCM
489
Silvant Capital Management
Georgia
$74K -$16K -285 -18%
PB
490
Pinnacle Bancorp
Nebraska
$73K +$18K +320 +34%
VCM
491
Vigilant Capital Management
Maine
$71K
LWCFA
492
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$65K -$61.6K -1,095 -49%
RA
493
Rational Advisors
New York
$64K -$2M -35,582 -97%
PRC
494
Pearl River Capital
Michigan
$63K +$61.8K +1,098 New
CLOS
495
Compagnie Lombard Odier SCmA
Switzerland
$62K
AF
496
Allworth Financial
California
$62K +$281 +5 +0.5%
SIA
497
Sit Investment Associates
Minnesota
$61K
PCG
498
Private Capital Group
Connecticut
$58K -$19.8K -351 -26%
PMFA
499
Plante Moran Financial Advisors
Michigan
$56K
FFC
500
First Financial Corp
Indiana
$55K

PFG Hedge Fund Activity: Q3 2019 in Review

614 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2019, worth a combined $11.4B — down 2.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new PFG positions and 47 closed out — a net gain of 7 holders — while 223 added to existing stakes and 228 trimmed.

The largest buyer was Vanguard Group, adding an estimated $30.3M. The largest seller was Capital Research Global Investors, cutting an estimated $84.1M.

  • 614 institutional investors held Principal Financial Group (PFG) as of Q3 2019, up from 610 in Q2 2019.
  • Funds reported $11.4B of Principal Financial Group stock for Q3 2019, down 2.3% quarter-over-quarter.
  • 54 funds opened new Principal Financial Group positions in Q3 2019 and 47 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2019 was Vanguard Group, an estimated $30.3M added.
  • The largest Principal Financial Group seller in Q3 2019 was Capital Research Global Investors, an estimated $84.1M sold.

Based on aggregated 13F filings for Q3 2019.