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Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
WTB
476
Washington Trust Bank
Washington
$61K -$46.7K -710 -41%
DCM
477
Dupont Capital Management
Delaware
$60K -$2.18M -33,163 -97%
PMFA
478
Plante Moran Financial Advisors
Michigan
$58K -$2.76K -42 -4%
FFC
479
First Financial Corp
Indiana
$58K
FMT
480
First Mercantile Trust
Tennessee
$58K
FHA
481
First Horizon Advisors
Tennessee
$56K -$4.01K -61 -6%
GI
482
Gradient Investments
Minnesota
$54K -$9.34K -142 -14%
AIM
483
Advantage Investment Management
Iowa
$54K +$461 +7 +0.8%
CG
484
Cutler Group
California
$54K +$6.78K +103 +13%
Parallax Volatility Advisers
485
Parallax Volatility Advisers
California
$53K -$417K -6,330 -88%
MA
486
MCF Advisors
Kentucky
$53K
TCM
487
Tradewinds Capital Management
Washington
$47K -$2.83K -43 -5%
PCM
488
Penserra Capital Management
California
$46K +$26.6K +405 +114%
ACM
489
Armbruster Capital Management
New York
$43K
TWA
490
TCI Wealth Advisors
Arizona
$43K
RAM
491
Riggs Asset Management
Pennsylvania
$42K
PA
492
Parallel Advisors
California
$41K -$4.21K -64 -9%
BFEC
493
Benjamin F. Edwards & Company
Missouri
$41K +$37.8K +574 +574%
EAM
494
Exane Asset Management
France
$40.5K +$43.8K +665 New
AIM
495
Anchor Investment Management
South Carolina
$39.3K
GLI
496
Guardian Life Insurance
New York
$38K -$16.6K -252 -29%
OWA
497
One Wealth Advisors
California
$36K -$39.1K -595 -50%
BCM
498
Blume Capital Management
California
$36K
SWA
499
Sutton Wealth Advisors
Florida
$35.9K
ML
500
McAdam LLC
Pennsylvania
$35K +$37.6K +571 New

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.