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Principal Financial Group

596 hedge funds and large institutions have $10.7B invested in Principal Financial Group in 2018 Q2 according to their latest regulatory filings, with 57 funds opening new positions, 206 increasing their positions, 214 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

455% more call options, than puts

Call options by funds: $56.5M | Put options by funds: $10.2M

1.34% more ownership

Funds ownership: 69.37%70.71% (+1.3%)

4% less repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 214

2% less funds holding

Funds holding: 611596 (-15)

12% less capital invested

Capital invested by funds: $12.2B → $10.7B (-$1.52B)

14% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 66

44% less funds holding in top 10

Funds holding in top 10: 95 (-4)

Holders
596
Holders Change
-15
Holders Change %
-2.45%
% of All Funds
13.64%
Holding in Top 10
5
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-44.44%
% of All Funds
0.11%
New
57
Increased
206
Reduced
214
Closed
66
Calls
$56.5M
Puts
$10.2M
Net Calls
+$46.3M
Net Calls Change
-$3.96M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
26
Bank of America
North Carolina
$59.4M -$9.79M -168,426 -13%
UBS AM
27
UBS AM
Illinois
$56.3M -$4.84M -83,275 -7%
Janus Henderson Group
28
Janus Henderson Group
United Kingdom
$53.9M -$21.2M -364,433 -26%
CS
29
Credit Suisse
Switzerland
$53.4M +$5.54M +95,281 +10%
Swiss National Bank
30
Swiss National Bank
Switzerland
$50.6M +$1.69M +29,000 +3%
TA
31
Teachers Advisors
New York
$48.1M -$989K -17,017 -2%
PPA
32
Parametric Portfolio Associates
Washington
$47.5M -$803K -13,822 -2%
Sumitomo Mitsui Trust Group
33
Sumitomo Mitsui Trust Group
Japan
$47.5M +$4.32M +74,415 +9%
AA
34
ALPS Advisors
Colorado
$44.9M +$48.2M +828,692 +4,480%
California Public Employees Retirement System
35
California Public Employees Retirement System
California
$41.4M +$4.73M +81,373 +12%
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$40.7M +$10.8M +186,661 +32%
Two Sigma Investments
37
Two Sigma Investments
New York
$40.5M +$23.6M +405,783 +113%
Nordea Investment Management
38
Nordea Investment Management
Sweden
$38.7M +$577K +9,934 +1%
CI
39
Conning Inc
Connecticut
$38M +$12.3M +211,161 +42%
New York State Common Retirement Fund
40
New York State Common Retirement Fund
New York
$37.7M -$1.01M -17,300 -2%
Prudential Financial
41
Prudential Financial
New Jersey
$37.1M +$1.1M +18,903 +3%
First Trust Advisors
42
First Trust Advisors
Illinois
$37M +$2.49M +42,884 +7%
BCM
43
Bridgeway Capital Management
Texas
$34.5M +$37.8M +651,200 New
Mitsubishi UFJ Trust & Banking
44
Mitsubishi UFJ Trust & Banking
Japan
$32.9M +$1.37M +23,589 +4%
TCIM
45
TIAA CREF Investment Management
New York
$32.1M +$2.58M +44,427 +8%
RhumbLine Advisers
46
RhumbLine Advisers
Massachusetts
$29.4M -$273K -4,705 -0.8%
WCM
47
Wedge Capital Management
North Carolina
$28.4M -$170K -2,920 -0.5%
AAMU
48
Amundi Asset Management US
Massachusetts
$26.5M +$1.09M +18,790 +4%
Wells Fargo
49
Wells Fargo
California
$26.4M -$6.92M -119,105 -19%
New York State Teachers Retirement System (NYSTRS)
50
New York State Teachers Retirement System (NYSTRS)
New York
$26.1M -$535K -9,210 -2%

PFG Hedge Fund Activity: Q2 2018 in Review

596 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q2 2018, worth a combined $10.7B — down 12% from $12.2B a quarter earlier.

Sellers outnumbered buyers: 66 funds closed out of PFG and 57 opened new positions — a net loss of 9 holders — while 214 trimmed existing stakes and 206 added.

The largest buyer was JP Morgan Chase, adding an estimated $466M. The largest seller was Bank of New York Mellon, cutting an estimated $79M.

  • 596 institutional investors held Principal Financial Group (PFG) as of Q2 2018, down from 611 in Q1 2018.
  • Funds reported $10.7B of Principal Financial Group stock for Q2 2018, down 12% quarter-over-quarter.
  • 57 funds opened new Principal Financial Group positions in Q2 2018 and 66 closed out, a net change of -9 holders.
  • The largest Principal Financial Group buyer in Q2 2018 was JP Morgan Chase, an estimated $466M added.
  • The largest Principal Financial Group seller in Q2 2018 was Bank of New York Mellon, an estimated $79M sold.

Based on aggregated 13F filings for Q2 2018.