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Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
Capital International Investors
26
Capital International Investors
California
$43.5M +$43.2M +945,000 New
NA
27
Navellier & Associates
Nevada
$43.2M -$2.47M -53,933 -5%
New York State Common Retirement Fund
28
New York State Common Retirement Fund
New York
$40.4M
California Public Employees Retirement System
29
California Public Employees Retirement System
California
$38.9M -$2.76M -60,233 -7%
Charles Schwab
30
Charles Schwab
California
$36M +$801K +17,493 +2%
Axa
31
Axa
France
$35.5M -$49.1M -1,073,720 -58%
Sumitomo Mitsui Trust Group
32
Sumitomo Mitsui Trust Group
Japan
$34.1M -$689K -15,055 -2%
Canada Pension Plan Investment Board
33
Canada Pension Plan Investment Board
Ontario, Canada
$31.8M +$8.15M +178,088 +35%
Prudential Financial
34
Prudential Financial
New Jersey
$31.3M +$2.05M +44,700 +7%
PRCM
35
Pine River Capital Management
Minnesota
$30.7M +$30.5M +666,705 New
WCM
36
Wedge Capital Management
North Carolina
$29.6M +$850K +18,575 +3%
HA
37
Heartland Advisors
Wisconsin
$28.6M -$94.1K -2,056 -0.3%
Deutsche Bank
38
Deutsche Bank
Germany
$27.6M -$12.4M -271,280 -31%
Mitsubishi UFJ Trust & Banking
39
Mitsubishi UFJ Trust & Banking
Japan
$27.5M -$78.7K -1,720 -0.3%
CS
40
Credit Suisse
Switzerland
$27M -$1.15M -25,212 -4%
PPA
41
Parametric Portfolio Associates
Washington
$26M -$2.44M -53,345 -9%
BIM
42
BlackRock Investment Management
Delaware
$25.7M +$763K +16,676 +3%
New York State Teachers Retirement System (NYSTRS)
43
New York State Teachers Retirement System (NYSTRS)
New York
$25.3M -$1.28M -27,881 -5%
AllianceBernstein
44
AllianceBernstein
Tennessee
$25.3M -$290K -6,339 -1%
BlackRock
45
BlackRock
New York
$25.2M -$28.5K -623 -0.1%
California State Teachers Retirement System (CalSTRS)
46
California State Teachers Retirement System (CalSTRS)
California
$24.5M +$114K +2,500 +0.5%
LSV Asset Management
47
LSV Asset Management
Illinois
$20M -$1.01M -22,100 -5%
State Board of Administration of Florida Retirement System
48
State Board of Administration of Florida Retirement System
Florida
$19.9M -$1.49M -32,656 -7%
Morgan Stanley
49
Morgan Stanley
New York
$19.5M -$12.2M -266,174 -39%
JP Morgan Chase
50
JP Morgan Chase
New York
$19.5M -$12.2M -266,518 -39%

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.