Heartland Advisors’s Principal Financial Group PFG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-90,422	Closed	-$5.79M	–	200
2017 Q2	$5.79M	Sell	90,422 -47,646	-35%	-$3.02M	0.37%	121
2017 Q1	$8.71M	Sell	138,068 -22,366	-14%	-$1.36M	0.53%	85
2016 Q4	$9.28M	Sell	160,434 -38,692	-19%	-$2.17M	0.51%	88
2016 Q3	$10.3M	Sell	199,126 -3,329	-2%	-$156K	0.59%	68
2016 Q2	$8.32M	Sell	202,455 -3,774	-2%	-$159K	0.47%	88
2016 Q1	$8.14M	Sell	206,229 -63,302	-23%	-$2.44M	0.43%	88
2015 Q4	$12.1M	Sell	269,531 -37,135	-12%	-$1.81M	0.49%	73
2015 Q3	$14.5M	Sell	306,666 -7,639	-2%	-$396K	0.53%	61
2015 Q2	$16.1M	Sell	314,305 -68,346	-18%	-$3.55M	0.45%	79
2015 Q1	$19.7M	Sell	382,651 -247,667	-39%	-$12.4M	0.49%	73
2014 Q4	$32.7M	Buy	630,318 +1,394	+0.2%	+$72.3K	0.64%	52
2014 Q3	$33M	Buy	628,924 +6,733	+1%	+$352K	0.64%	51
2014 Q2	$31.4M	Buy	622,191 +550	+0.1%	+$25.9K	0.55%	63
2014 Q1	$28.6M	Sell	621,641 -2,056	-0.3%	-$94.1K	0.5%	70
2013 Q4	$30.8M	Buy	623,697 +234,117	+60%	+$11.1M	0.53%	67
2013 Q3	$16.7M	Sell	389,580 -3,732	-0.9%	-$156K	0.3%	118
2013 Q2	$14.7M	Buy	+393,312	New	+$14.4M	0.27%	131