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Heartland Advisors’s Principal Financial Group PFG Stock Holding History

Heartland Advisors’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-90,422
Closed -$5.79M – 200
2017
Q2 		$5.79M Sell
90,422
-47,646
-35% -$3.02M 0.37% 121
2017
Q1 		$8.71M Sell
138,068
-22,366
-14% -$1.36M 0.53% 85
2016
Q4 		$9.28M Sell
160,434
-38,692
-19% -$2.17M 0.51% 88
2016
Q3 		$10.3M Sell
199,126
-3,329
-2% -$156K 0.59% 68
2016
Q2 		$8.32M Sell
202,455
-3,774
-2% -$159K 0.47% 88
2016
Q1 		$8.14M Sell
206,229
-63,302
-23% -$2.44M 0.43% 88
2015
Q4 		$12.1M Sell
269,531
-37,135
-12% -$1.81M 0.49% 73
2015
Q3 		$14.5M Sell
306,666
-7,639
-2% -$396K 0.53% 61
2015
Q2 		$16.1M Sell
314,305
-68,346
-18% -$3.55M 0.45% 79
2015
Q1 		$19.7M Sell
382,651
-247,667
-39% -$12.4M 0.49% 73
2014
Q4 		$32.7M Buy
630,318
+1,394
+0.2% +$72.3K 0.64% 52
2014
Q3 		$33M Buy
628,924
+6,733
+1% +$352K 0.64% 51
2014
Q2 		$31.4M Buy
622,191
+550
+0.1% +$25.9K 0.55% 63
2014
Q1 		$28.6M Sell
621,641
-2,056
-0.3% -$94.1K 0.5% 70
2013
Q4 		$30.8M Buy
623,697
+234,117
+60% +$11.1M 0.53% 67
2013
Q3 		$16.7M Sell
389,580
-3,732
-0.9% -$156K 0.3% 118
2013
Q2 		$14.7M Buy
+393,312
New +$14.4M 0.27% 131

Other funds holding PFG

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return
Norges Bank
Norges Bank Oslo, Norway $1T AUM

Heartland Advisors's PFG Position: Q3 2017 in Review

Heartland Advisors sold out of Principal Financial Group (PFG) in Q3 2017, closing a stake of 90,422 shares — an estimated $5.79M sold.

Heartland Advisors first reported a position in PFG in Q2 2013 and held it in 17 quarters. The position peaked at $33M in Q3 2014. 559 funds tracked by Wall St. Rank hold PFG as of Q3 2017.

  • Heartland Advisors reported no remaining Principal Financial Group position as of Q3 2017 after selling out during the quarter.
  • Heartland Advisors sold 90,422 Principal Financial Group shares in Q3 2017, an estimated $5.79M.
  • Heartland Advisors first reported a position in Principal Financial Group in Q2 2013 and held it in 17 quarters.
  • Heartland Advisors's Principal Financial Group position peaked at $33M in Q3 2014.
  • 559 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2017.

Based on Heartland Advisors's 13F filing for Q3 2017, filed 25 Oct 2017.