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Principal Financial Group

564 hedge funds and large institutions have $6.09B invested in Principal Financial Group in 2020 Q1 according to their latest regulatory filings, with 68 funds opening new positions, 185 increasing their positions, 198 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more call options, than puts

Call options by funds: $8.61M | Put options by funds: $4.04M

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 198

1.84% less ownership

Funds ownership: 72.54%70.7% (-1.8%)

8% less funds holding

Funds holding: 612564 (-48)

39% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 112

45% less capital invested

Capital invested by funds: $11.1B → $6.09B (-$4.99B)

Holders
564
Holders Change
-48
Holders Change %
-7.84%
% of All Funds
12.43%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
68
Increased
185
Reduced
198
Closed
112
Calls
$8.61M
Puts
$4.04M
Net Calls
+$4.56M
Net Calls Change
-$4.83M
Name Holding Trade Value Shares
Change
Change in
Stake
SV
451
Stilwell Value
New York
$17K
LMAM
452
Legg Mason Asset Management
Japan
$17K +$2.79K +59 +12%
FHA
453
First Horizon Advisors
Tennessee
$16K +$47 +1 +0.2%
CAC
454
Certified Advisory Corp
Florida
$16K +$95 +2 +0.4%
LC
455
Lindbrook Capital
California
$15K -$20K -423 -46%
KTC
456
Kistler-Tiffany Companies
Pennsylvania
$15K
GAM
457
Gemmer Asset Management
California
$15K +$8.71K +184 +60%
EIP
458
Ellis Investment Partners
Pennsylvania
$15K +$26.2K +554 New
LWCFA
459
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$14K -$6.86K -145 -24%
WEC
460
Winslow Evans & Crocker
Massachusetts
$14K
AAP
461
Arax Advisory Partners
Colorado
$14K +$378 +8 +2%
PFBT
462
Parkside Financial Bank & Trust
Missouri
$14K +$6.39K +135 +45%
CG
463
Cutler Group
California
$14K +$22.2K +470 New
LWM
464
Liberty Wealth Management
California
$13K +$95 +2 +0.5%
HWA
465
HHM Wealth Advisors
Tennessee
$13K +$18.9K +400 New
MG
466
MilWealth Group
Wisconsin
$12.8K
AIM
467
Anchor Investment Management
South Carolina
$11.4K +$662 +14 +4%
ZB
468
Zions Bancorporation
Utah
$11K -$15.9K -336 -50%
FCB
469
First Command Bank
Texas
$11K
FCFS
470
First Command Financial Services
Texas
$11K
SWM
471
Sugarloaf Wealth Management
Georgia
$11K
Rockefeller Capital Management
472
Rockefeller Capital Management
New York
$11K +$13.1K +277 +318%
VEA
473
Virtus ETF Advisers
New York
$10K -$7.57K -160 -34%
WAS
474
Winch Advisory Services
Wisconsin
$10K +$284 +6 +2%
EFSCE
475
Enterprise Financial Services Corp (EFSC)
Missouri
$10K +$2.93K +62 +24%

PFG Hedge Fund Activity: Q1 2020 in Review

564 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2020, worth a combined $6.09B — down 45% from $11.1B a quarter earlier.

Sellers outnumbered buyers: 112 funds closed out of PFG and 68 opened new positions — a net loss of 44 holders — while 198 trimmed existing stakes and 185 added.

The largest buyer was Prudential plc, opening a new position worth an estimated $76.5M. The largest seller was Wellington Management Group, cutting an estimated $170M.

  • 564 institutional investors held Principal Financial Group (PFG) as of Q1 2020, down from 612 in Q4 2019.
  • Funds reported $6.09B of Principal Financial Group stock for Q1 2020, down 45% quarter-over-quarter.
  • 68 funds opened new Principal Financial Group positions in Q1 2020 and 112 closed out, a net change of -44 holders.
  • The largest Principal Financial Group buyer in Q1 2020 was Prudential plc, an estimated $76.5M added.
  • The largest Principal Financial Group seller in Q1 2020 was Wellington Management Group, an estimated $170M sold.

Based on aggregated 13F filings for Q1 2020.