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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
TCOV
426
Trust Company of Vermont
Vermont
$85K
DZ Bank
427
DZ Bank
Germany
$84K +$81.5K +1,455 New
NYLT
428
New York Life Trust
New York
$78K +$16.2K +289 +27%
HPBT
429
High Point Bank & Trust
North Carolina
$77K
NEI
430
Northwest & Ethical Investments
Ontario, Canada
$75.2K +$72.8K +1,300 New
Twin Tree Management
431
Twin Tree Management
Texas
$74K +$27.4K +489 +62%
JFGIW
432
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$72K
WC
433
Whitnell & Co
Illinois
$68K
CFA
434
Carroll Financial Associates
North Carolina
$60K
GLI
435
Guardian Life Insurance
New York
$59K
FPFS
436
First Personal Financial Services
North Carolina
$58K +$55.8K +995 New
NFG
437
Next Financial Group
Texas
$57K
MCM
438
Manchester Capital Management
Vermont
$56K
M
439
MOTCO
Texas
$56K
FFC
440
First Financial Corp
Indiana
$55K
KLI
441
Kelman-Lazarov Inc
Tennessee
$53.8K
AF
442
Allworth Financial
California
$51K
MA
443
MCF Advisors
Kentucky
$51K
PMFA
444
Plante Moran Financial Advisors
Michigan
$51K +$728 +13 +1%
IP
445
Isthmus Partners
Wisconsin
$48K
SGAM
446
Smith Group Asset Management
Texas
$48K +$46.5K +830 New
JCM
447
Jacobi Capital Management
Pennsylvania
$41K -$112K -1,998 -74%
FHA
448
First Horizon Advisors
Tennessee
$41K
TWA
449
TCI Wealth Advisors
Arizona
$41K
TCM
450
Tradewinds Capital Management
Washington
$41K

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.