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Principal Financial Group

568 hedge funds and large institutions have $7.81B invested in Principal Financial Group in 2020 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 187 increasing their positions, 199 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $12.1M

7% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 56

0% less funds holding

Funds holding: 569568 (-1)

0.63% less ownership

Funds ownership: 71.25%70.62% (-0.63%)

4% less capital invested

Capital invested by funds: $8.1B → $7.81B (-$293M)

6% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 199

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
568
Holders Change
-1
Holders Change %
-0.18%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
60
Increased
187
Reduced
199
Closed
56
Calls
$17.4M
Puts
$12.1M
Net Calls
+$5.31M
Net Calls Change
+$5.37M
Name Holding Trade Value Shares
Change
Change in
Stake
JCM
401
Jacobi Capital Management
Pennsylvania
$116K +$298 +7 +0.2%
CFB
402
Cullen/Frost Bankers
Texas
$113K -$10.4K -243 -8%
TH
403
TCTC Holdings
Texas
$113K
Twin Tree Management
404
Twin Tree Management
Texas
$105K -$154K -3,617 -58%
AF
405
Allworth Financial
California
$104K +$17.1K +401 +18%
TFGT
406
TS Financial Group (TSFG)
Illinois
$100K
FWM
407
Focused Wealth Management
New York
$99K
Capstone Investment Advisors
408
Capstone Investment Advisors
New York
$94K +$99.1K +2,324 New
OIA
409
Optimum Investment Advisors
Illinois
$91K
PCM
410
Penserra Capital Management
California
$90K -$834K -19,577 -90%
FA
411
Fortis Advisors
Pennsylvania
$83K
QCG
412
Quadrant Capital Group
Ohio
$81K -$2.6K -61 -3%
CA
413
Clearstead Advisors
Ohio
$80K -$14.5K -340 -15%
DOA
414
D'Orazio & Associates
Virginia
$80K
S
415
SignatureFD
Georgia
$78K -$1.32K -31 -2%
BCWM
416
Bartlett & Co Wealth Management
Ohio
$77.5K
BC
417
Bartlett & Co
Ohio
$77K
Rockefeller Capital Management
418
Rockefeller Capital Management
New York
$76K +$67.5K +1,584 +521%
FC
419
FORA Capital
Florida
$76K +$80.6K +1,890 New
AF
420
Advisornet Financial
Minnesota
$72K -$9.93K -233 -12%
CHC
421
City Holding Co
West Virginia
$71K
FMT
422
First Mercantile Trust
Tennessee
$70K -$14K -329 -18%
VFA
423
Valeo Financial Advisors
Indiana
$69K +$6.39K +150 +10%
EI
424
Ellevest Inc
New York
$68K +$40.4K +948 +128%
CIA
425
CSat Investment Advisory
Michigan
$66K +$5.24K +123 +8%

PFG Hedge Fund Activity: Q3 2020 in Review

568 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2020, worth a combined $7.81B — down 3.6% from $8.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFG positions and 56 closed out — a net gain of 4 holders — while 187 added to existing stakes and 199 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $71.3M. The largest seller was Invesco, cutting an estimated $51.6M.

  • 568 institutional investors held Principal Financial Group (PFG) as of Q3 2020, down from 569 in Q2 2020.
  • Funds reported $7.81B of Principal Financial Group stock for Q3 2020, down 3.6% quarter-over-quarter.
  • 60 funds opened new Principal Financial Group positions in Q3 2020 and 56 closed out, a net change of +4 holders.
  • The largest Principal Financial Group buyer in Q3 2020 was Arrowstreet Capital, an estimated $71.3M added.
  • The largest Principal Financial Group seller in Q3 2020 was Invesco, an estimated $51.6M sold.

Based on aggregated 13F filings for Q3 2020.