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Principal Financial Group

596 hedge funds and large institutions have $10.7B invested in Principal Financial Group in 2018 Q2 according to their latest regulatory filings, with 57 funds opening new positions, 206 increasing their positions, 214 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

455% more call options, than puts

Call options by funds: $56.5M | Put options by funds: $10.2M

1.34% more ownership

Funds ownership: 69.37%70.71% (+1.3%)

4% less repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 214

2% less funds holding

Funds holding: 611596 (-15)

12% less capital invested

Capital invested by funds: $12.2B → $10.7B (-$1.52B)

14% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 66

44% less funds holding in top 10

Funds holding in top 10: 95 (-4)

Holders
596
Holders Change
-15
Holders Change %
-2.45%
% of All Funds
13.64%
Holding in Top 10
5
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-44.44%
% of All Funds
0.11%
New
57
Increased
206
Reduced
214
Closed
66
Calls
$56.5M
Puts
$10.2M
Net Calls
+$46.3M
Net Calls Change
-$3.96M
Name Holding Trade Value Shares
Change
Change in
Stake
AWA
401
Arete Wealth Advisors
Illinois
$246K +$10.6K +183 +4%
SWM
402
SeaCrest Wealth Management
New York
$245K -$39.6K -682 -13%
PCM
403
Poehling Capital Management
Wisconsin
$245K -$28.8K -495 -10%
QIM
404
Quest Investment Management
Oregon
$244K
MC
405
Menta Capital
California
$244K +$63.9K +1,100 +31%
AIM
406
Assured Investment Management
New York
$243K -$1.16M -19,908 -81%
CA
407
Calton & Associates
Florida
$243K -$29.1K -501 -10%
ECM
408
Element Capital Management
New York
$242K -$27.1K -466 -9%
APA
409
American Portfolios Advisors
New York
$228K +$236K +4,054 +1,571%
FHA
410
Flagship Harbor Advisors
Massachusetts
$221K
PAG
411
Private Advisor Group
New Jersey
$221K +$243K +4,183 New
BWM
412
BerganKDV Wealth Management
Minnesota
$215K +$10.4K +179 +5%
RWA
413
Ropes Wealth Advisors
Massachusetts
$214K +$52.9K +910 +29%
PCMC
414
Paragon Capital Management (Colorado)
Colorado
$209K +$1.34K +23 +0.6%
FM
415
Foster & Motley
Ohio
$203K -$7.73K -133 -3%
MYAM
416
Meiji Yasuda Asset Management
Japan
$201K -$263K -4,520 -54%
WAM
417
Wealthspire Advisors (Maryland)
Maryland
$200K -$28.8K -495 -12%
Fuller & Thaler Asset Management
418
Fuller & Thaler Asset Management
California
$196K
GXMC
419
Global X Management Company
New York
$180K -$116K -2,000 -37%
Fifth Third Bancorp
420
Fifth Third Bancorp
Ohio
$174K +$21.1K +364 +12%
Bessemer Group
421
Bessemer Group
New Jersey
$172K +$17.3K +297 +10%
OIA
422
OneDigital Investment Advisors
Kansas
$168K -$988 -17 -0.5%
IFAM
423
Institutional & Family Asset Management
Colorado
$158K +$21.1K +364 +14%
Envestnet Asset Management
424
Envestnet Asset Management
Illinois
$157K -$13.9K -239 -7%
AC
425
Avestar Capital
New York
$151K +$10.6K +182 +6%

PFG Hedge Fund Activity: Q2 2018 in Review

596 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q2 2018, worth a combined $10.7B — down 12% from $12.2B a quarter earlier.

Sellers outnumbered buyers: 66 funds closed out of PFG and 57 opened new positions — a net loss of 9 holders — while 214 trimmed existing stakes and 206 added.

The largest buyer was JP Morgan Chase, adding an estimated $466M. The largest seller was Bank of New York Mellon, cutting an estimated $79M.

  • 596 institutional investors held Principal Financial Group (PFG) as of Q2 2018, down from 611 in Q1 2018.
  • Funds reported $10.7B of Principal Financial Group stock for Q2 2018, down 12% quarter-over-quarter.
  • 57 funds opened new Principal Financial Group positions in Q2 2018 and 66 closed out, a net change of -9 holders.
  • The largest Principal Financial Group buyer in Q2 2018 was JP Morgan Chase, an estimated $466M added.
  • The largest Principal Financial Group seller in Q2 2018 was Bank of New York Mellon, an estimated $79M sold.

Based on aggregated 13F filings for Q2 2018.