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Principal Financial Group

414 hedge funds and large institutions have $10.3B invested in Principal Financial Group in 2015 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 148 increasing their positions, 149 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more call options, than puts

Call options by funds: $7.94M | Put options by funds: $3.47M

0.7% more ownership

Funds ownership: 67.82%68.52% (+0.7%)

0% more capital invested

Capital invested by funds: $10.3B → $10.3B (+$20.7M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

1% less repeat investments, than reductions

Existing positions increased: 148 | Existing positions reduced: 149

4% less funds holding

Funds holding: 431414 (-17)

22% less first-time investments, than exits

New positions opened: 35 | Existing positions closed: 45

Holders
414
Holders Change
-17
Holders Change %
-3.94%
% of All Funds
11.03%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
35
Increased
148
Reduced
149
Closed
45
Calls
$7.94M
Puts
$3.47M
Net Calls
+$4.47M
Net Calls Change
+$3.71M
Name Holding Trade Value Shares
Change
Change in
Stake
WA
401
WealthTrust-Arizona
Arizona
$7K +$7.14K +142 New
FWM
402
Focused Wealth Management
New York
$6K
HI
403
Hudock Inc
Pennsylvania
$6K
FANJ
404
Financial Architects (New Jersey)
New Jersey
$6K +$804 +16 +15%
ZB
405
Zions Bancorporation
Utah
$6K +$5.58K +111 New
IWMPD
406
Integrated Wealth Management (Palm Desert)
California
$6K +$6.28K +125 New
BFEC
407
Benjamin F. Edwards & Company
Missouri
$5K
HCM
408
Horrell Capital Management
Arkansas
$5K
QAM
409
QCI Asset Management
New York
$5K
CHP
410
Cable Hill Partners
Oregon
$4K
RFA
411
Reilly Financial Advisors
California
$4K
CAW
412
Cornerstone Advisors (Washington)
Washington
$3K
FAM
413
Formidable Asset Management
Ohio
$2K
UB
414
UMB Bank
Missouri
$1.63K +$82K +1,632 +5%
AIM
415
Artemis Investment Management
United Kingdom
-$9.67M -186,100 Closed
EA
416
Euclid Advisors
Connecticut
-$6.6M -127,130 Closed
NCCM
417
Nine Chapters Capital Management
New Jersey
-$4.12M -79,300 Closed
MAM
418
Martingale Asset Management
Massachusetts
-$3.05M -58,773 Closed
GCA
419
Gideon Capital Advisors
New York
-$1.77M -34,156 Closed
CIM
420
CenturyLink Investment Management
Colorado
-$1.63M -31,435 Closed
ECA
421
Endeavour Capital Advisors
Connecticut
-$1.58M -30,350 Closed
VKH
422
Virtu KCG Holdings
New York
-$1.28M -24,702 Closed
AIM
423
abrdn Investment Management
United Kingdom
-$1.23M -23,661 Closed
BWP
424
Baldwin Wealth Partners
Massachusetts
-$1.21M -23,340 Closed
VAM
425
Visium Asset Management
New York
-$1.02M -19,702 Closed

PFG Hedge Fund Activity: Q1 2015 in Review

414 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2015, worth a combined $10.3B — up 0.2% from $10.3B a quarter earlier.

Sellers outnumbered buyers: 45 funds closed out of PFG and 35 opened new positions — a net loss of 10 holders — while 149 trimmed existing stakes and 148 added.

The largest buyer was Fidelity Investments, adding an estimated $74.7M. The largest seller was 1832 Asset Management, cutting an estimated $66.2M.

  • 414 institutional investors held Principal Financial Group (PFG) as of Q1 2015, down from 431 in Q4 2014.
  • Funds reported $10.3B of Principal Financial Group stock for Q1 2015, up 0.2% quarter-over-quarter.
  • 35 funds opened new Principal Financial Group positions in Q1 2015 and 45 closed out, a net change of -10 holders.
  • The largest Principal Financial Group buyer in Q1 2015 was Fidelity Investments, an estimated $74.7M added.
  • The largest Principal Financial Group seller in Q1 2015 was 1832 Asset Management, an estimated $66.2M sold.

Based on aggregated 13F filings for Q1 2015.