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Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
376
AE Wealth Management
Kansas
$405K +$2.98K +53 +0.8%
IA
377
IFP Advisors
Florida
$395K +$388K +6,898 New
SPIA
378
Steward Partners Investment Advisory
New York
$393K -$12.7K -225 -3%
TRCT
379
Tower Research Capital (TRC)
New York
$392K +$360K +6,399 +1,422%
Carson Wealth (CWM LLC)
380
Carson Wealth (CWM LLC)
Nebraska
$380K
MML Investors Services
381
MML Investors Services
Massachusetts
$372K -$97.7K -1,736 -21%
FMII
382
Farmers & Merchants Investments Inc
Nebraska
$362K +$281 +5 +0.1%
WPW
383
Waldron Private Wealth
Pennsylvania
$361K +$356K +6,332 New
GC
384
Grimes & Company
Massachusetts
$360K -$446K -7,921 -56%
BAMF
385
BI Asset Management Fondsmaeglerselskab
Denmark
$356K -$24.6K -437 -7%
KRSITF
386
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$350K +$40.3K +715 +13%
Teacher Retirement System of Texas
387
Teacher Retirement System of Texas
Texas
$348K +$343K +6,094 New
FAAS
388
First Allied Advisory Services
California
$347K -$43.5K -773 -11%
MIH
389
Meitav Investment House
Israel
$342K +$339K +6,016 New
JIC
390
Johnson Investment Counsel
Ohio
$338K +$14.8K +262 +5%
PCMC
391
Paragon Capital Management (Colorado)
Colorado
$337K -$8.67K -154 -3%
V
392
Veritable
Delaware
$336K +$9.01K +160 +3%
Susquehanna International Group
393
Susquehanna International Group
Pennsylvania
$336K +$331K +5,888 New
HWA
394
Heritage Wealth Advisors
Virginia
$334K +$330K +5,853 New
NIM
395
NuWave Investment Management
New Jersey
$333K +$316K +5,605 +2,375%
CL
396
Choreo LLC
Illinois
$331K -$21.8K -388 -6%
WS
397
Wedbush Securities
California
$331K +$85.9K +1,526 +36%
SCA
398
Sage Capital Advisors
South Dakota
$329K +$450 +8 +0.1%
ECM
399
ETrade Capital Management
Virginia
$327K +$2.59K +46 +0.8%
MAG
400
Mokosak Advisory Group
Iowa
$327K +$322K +5,715 New

PFG Hedge Fund Activity: Q3 2019 in Review

614 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2019, worth a combined $11.4B — down 2.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new PFG positions and 47 closed out — a net gain of 7 holders — while 223 added to existing stakes and 228 trimmed.

The largest buyer was Vanguard Group, adding an estimated $30.3M. The largest seller was Capital Research Global Investors, cutting an estimated $84.1M.

  • 614 institutional investors held Principal Financial Group (PFG) as of Q3 2019, up from 610 in Q2 2019.
  • Funds reported $11.4B of Principal Financial Group stock for Q3 2019, down 2.3% quarter-over-quarter.
  • 54 funds opened new Principal Financial Group positions in Q3 2019 and 47 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2019 was Vanguard Group, an estimated $30.3M added.
  • The largest Principal Financial Group seller in Q3 2019 was Capital Research Global Investors, an estimated $84.1M sold.

Based on aggregated 13F filings for Q3 2019.