We are live on ! Find out more
PFG icon

Principal Financial Group
PFG

465 hedge funds and large institutions have $8.01B invested in Principal Financial Group in 2016 Q2 according to their latest regulatory filings, with 63 funds opening new positions, 178 increasing their positions, 127 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more call options, than puts

Call options by funds: $11.7M | Put options by funds: $6.82M

40% more repeat investments, than reductions

Existing positions increased: 178 | Existing positions reduced: 127

31% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 48

2% more funds holding

Funds holding: 456 → 465 (+9)

4% more capital invested

Capital invested by funds: $7.68B → $8.01B (+$329M)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

1.35% less ownership

Funds ownership: 68.5% → 67.15% (-1.4%)

Holders
465
Holders Change
+9
Holders Change %
+1.97%
% of All Funds
12.41%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
63
Increased
178
Reduced
127
Closed
48
Calls
$11.7M
Puts
$6.82M
Net Calls
+$4.89M
Net Calls Change
-$1.31M

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$51.4M
2
Wellington Management Group
Wellington Management Group
Massachusetts
+$44.3M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$32.2M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$26.4M
5
Norges Bank
Norges Bank
Norway
+$23.7M

Top Sellers

1
Royal London Asset Management
Royal London Asset Management
United Kingdom
-$116M
2
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$91.9M
3
Bank of America
Bank of America
North Carolina
-$40.3M
4
Deutsche Bank
Deutsche Bank
Germany
-$32.3M
5
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$28.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
WC
376
Whitnell & Co
Illinois
$49K +$49.9K +1,182 New
CHC
377
City Holding Co
West Virginia
$46K +$47.4K +1,122 New
CLOS
378
Compagnie Lombard Odier SCmA
Switzerland
$45K +$45.7K +1,083 New
IP
379
Isthmus Partners
Wisconsin
$44K – – –
CFA
380
Carroll Financial Associates
North Carolina
$42K – – –
GLI
381
Guardian Life Insurance
New York
$42K +$422 +10 +1%
Fuller & Thaler Asset Management
382
Fuller & Thaler Asset Management
California
$41K – – –
M
383
MOTCO
Texas
$40K +$4.22K +100 +12%
MCM
384
Manchester Capital Management
Vermont
$39K – – –
FFC
385
First Financial Corp
Indiana
$39K +$15.8K +375 +65%
KLI
386
Kelman-Lazarov Inc
Tennessee
$38.3K – – –
AF
387
Allworth Financial
California
$36K +$20.9K +495 +130%
MA
388
MCF Advisors
Kentucky
$36K +$37K +877 New
SAMC
389
Shinko Asset Management Company
Japan
$34K – – –
TWA
390
TCI Wealth Advisors
Arizona
$34K – – –
FHA
391
First Horizon Advisors
Tennessee
$33K – – –
BBPWM
392
Blue Bell Private Wealth Management
Pennsylvania
$31K – – –
NCM
393
Nelson Capital Management
California
$31K – – –
NFG
394
Next Financial Group
Texas
$30K +$2.11K +50 +7%
TCM
395
Tradewinds Capital Management
Washington
$29K – – –
RAM
396
Riggs Asset Management
Pennsylvania
$28K – – –
JCM
397
Jacobi Capital Management
Pennsylvania
$27K +$28.9K +684 New
BCM
398
Blume Capital Management
California
$25K – – –
MCM
399
McKinley Capital Management
Alaska
$25K – – –
SF
400
Synovus Financial
Georgia
$23K +$42 +1 +0.2%
14 15
16
17 18

PFG Hedge Fund Activity: Q2 2016 in Review

465 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q2 2016, worth a combined $8.01B — up 4.3% from $7.68B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new PFG positions and 48 closed out — a net gain of 15 holders — while 178 added to existing stakes and 127 trimmed.

The largest buyer was Ameriprise, adding an estimated $51.4M. The largest seller was Royal London Asset Management, cutting an estimated $116M.

  • 465 institutional investors held Principal Financial Group (PFG) as of Q2 2016, up from 456 in Q1 2016.
  • Funds reported $8.01B of Principal Financial Group stock for Q2 2016, up 4.3% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q2 2016 and 48 closed out, a net change of +15 holders.
  • The largest Principal Financial Group buyer in Q2 2016 was Ameriprise, an estimated $51.4M added.
  • The largest Principal Financial Group seller in Q2 2016 was Royal London Asset Management, an estimated $116M sold.

Based on aggregated 13F filings for Q2 2016.