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Principal Financial Group
PFG

Overview Fund Activity

417 hedge funds and large institutions have $10.4B invested in Principal Financial Group in 2014 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 139 increasing their positions, 149 reducing their positions, and 26 closing their positions.

Holders
417
Holders Change
+18
Holders Change %
+4.51%
% of All Funds
12.11%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.15%
New
47
Increased
139
Reduced
149
Closed
26
Calls
$8.28M
Puts
$10.1M
Net Calls
-$1.83M
Net Calls Change
+$1.06M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$211M
2
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$110M
3
Millennium Management
3
Millennium Management
New York
$38.4M
4
Adage Capital Partners
4
Adage Capital Partners
Massachusetts
$56.8M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$1.09B

Top Sellers

1
Citadel Advisors
1
Citadel Advisors
Florida
$1.16M
2
Viking Global Investors
2
Viking Global Investors
Connecticut
$0
3
JHIU
3
Janus Henderson Investors US
Colorado
$10.1M
4
Bank of New York Mellon
4
Bank of New York Mellon
New York
$516M
5
Goldman Sachs
5
Goldman Sachs
New York
$293M
Name Market Value Shares Shares
Change 		Shares
Change %
PMFA
376
Plante Moran Financial Advisors
Michigan
$33K 629 – –
FNBT
377
FineMark National Bank & Trust
Florida
$33K 630 +100 +19%
BBPWM
378
Blue Bell Private Wealth Management
Pennsylvania
$32K 609 – –
FFC
379
First Financial Corp
Indiana
$30K 580 – –
SJ
380
Stilwell Joseph
$29K 547 – –
Northwestern Mutual Wealth Management
381
Northwestern Mutual Wealth Management
Wisconsin
$28K 529 – –
TCM
382
Tradewinds Capital Management
Washington
$26K 500 -136 -21%
NIM
383
NuWave Investment Management
New Jersey
$26K 493 +493 New
EFSCE
384
Enterprise Financial Services Corp (EFSC)
Missouri
$24K 464 -114 -20%
MMG
385
Monetary Management Group
Missouri
$24K 450 – –
HRC
386
Hoertkorn Richard Charles
$24K 448 – –
WEC
387
Winslow Evans & Crocker
Massachusetts
$22.9K 438 +1 +0.2%
OCM
388
One Capital Management
California
$22K 415 +415 New
PSI
389
Pinnacle Summer Investments
Virginia
$21K 396 – –
VIA
390
Vantage Investment Advisors
Pennsylvania
$21K 395 – –
RNS
391
Robert N. Shapiro
$18K 340 – –
WT
392
Whittier Trust
California
$16K 300 – –
GAM
393
Gemmer Asset Management
California
$16K 309 – –
ST
394
SpiderRock Trading
Illinois
– – – –
OSNBOA
395
Old Second National Bank of Aurora
Illinois
$16K 300 +82 +38%
Manulife (Manufacturers Life Insurance)
396
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$14.6K 278,416 -1,289 -0.5%
BBHC
397
Brown Brothers Harriman & Co
New York
$14K 270 – –
SNT
398
Security National Trust
West Virginia
$12K 226 – –
CFA
399
Carroll Financial Associates
North Carolina
$11K 222 – –
SA
400
SRH Advisors
Kansas
$11K 211 – –
14 15
16
17 18