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Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
FMBTD
351
First Midwest Bank Trust Division
Illinois
$497K -$227K -4,040 -32%
NIT
352
NumerixS Investment Technologies
British Columbia, Canada
$492K -$44.8K -795 -8%
SC
353
SRB Corp
Massachusetts
$484K -$19.3K -343 -4%
NB
354
Nicolet Bankshares
Wisconsin
$473K -$9.29K -165 -2%
SS
355
Simplicity Solutions
Minnesota
$471K -$24.7K -439 -5%
PCS
356
Personal CFO Solutions
New Jersey
$469K +$370K +6,564 New
OC
357
Oppenheimer & Co
New York
$467K -$40.1K -713 -8%
APP
358
Avantax Planning Partners
Iowa
$466K -$11.5K -204 -2%
LB
359
Legacy Bridge
Iowa
$457K
WFM
360
Wolff Financial Management
Michigan
$447K +$155K +2,757 +55%
AAM
361
American Asset Management
Florida
$443K -$24.8K -440 -5%
WIS
362
Wright Investors Service
Connecticut
$438K +$122K +2,162 +39%
LNWWM
363
Laird Norton Wetherby Wealth Management
California
$434K +$4.9K +87 +1%
BF
364
BOK Financial
Oklahoma
$432K +$10.2K +182 +2%
EWM
365
Empirical Wealth Management
Washington
$431K +$105K +1,870 +33%
KA
366
Kintegral Advisory
New York
$429K
AFP
367
Ausdal Financial Partners
Iowa
$421K +$113 +2 +0%
CI
368
Cigna Investments
Connecticut
$419K +$22.5K +400 +5%
GAM
369
Gotham Asset Management
New York
$415K -$213K -3,788 -34%
SCM
370
Stevens Capital Management
Pennsylvania
$413K +$407K +7,223 New
CIA
371
Capital Investment Advisors
Georgia
$411K -$37.8K -672 -9%
SL
372
Signition LP
New York
$410K +$104K +1,847 +35%
TAM
373
Tiverton Asset Management
Delaware
$407K +$53.8K +955 +16%
GH
374
GAM Holding
Switzerland
$407K +$401K +7,116 New
Jane Street
375
Jane Street
New York
$406K +$160K +2,836 +66%

PFG Hedge Fund Activity: Q3 2019 in Review

614 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2019, worth a combined $11.4B — down 2.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new PFG positions and 47 closed out — a net gain of 7 holders — while 223 added to existing stakes and 228 trimmed.

The largest buyer was Vanguard Group, adding an estimated $30.3M. The largest seller was Capital Research Global Investors, cutting an estimated $84.1M.

  • 614 institutional investors held Principal Financial Group (PFG) as of Q3 2019, up from 610 in Q2 2019.
  • Funds reported $11.4B of Principal Financial Group stock for Q3 2019, down 2.3% quarter-over-quarter.
  • 54 funds opened new Principal Financial Group positions in Q3 2019 and 47 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2019 was Vanguard Group, an estimated $30.3M added.
  • The largest Principal Financial Group seller in Q3 2019 was Capital Research Global Investors, an estimated $84.1M sold.

Based on aggregated 13F filings for Q3 2019.