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Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
SRAM
326
Stone Ridge Asset Management
New York
$691K -$211K -3,200 -22%
Verition Fund Management
327
Verition Fund Management
Connecticut
$674K -$284K -4,314 -28%
VFA
328
Voya Financial Advisors
Connecticut
$668K -$44.8K -681 -6%
Pacer Advisors
329
Pacer Advisors
Pennsylvania
$668K +$148K +2,243 +26%
Renaissance Technologies
330
Renaissance Technologies
New York
$664K -$10.6M -161,200 -94%
LIA
331
LS Investment Advisors
Michigan
$659K +$23.4K +356 +3%
LMGAM
332
Liberty Mutual Group Asset Management
Massachusetts
$652K
SIS
333
Sound Income Strategies
Florida
$652K +$61.3K +932 +10%
CL
334
Choreo LLC
Illinois
$645K -$987 -15 -0.1%
FI
335
FormulaFolio Investments
Michigan
$641K -$6.97K -106 -1%
HIC
336
Holderness Investments Company
North Carolina
$638K -$32.9K -500 -5%
CAM
337
Carret Asset Management
New York
$633K
CIBC World Market
338
CIBC World Market
Ontario, Canada
$632K +$187K +2,842 +38%
MNG
339
Manning & Napier Group
New York
$628K +$3.29K +50 +0.5%
KI
340
Koch Industries
Kansas
$622K -$31.7K -482 -5%
II
341
IFM Investors
Australia
$603K +$29.9K +454 +5%
AAM
342
American Asset Management
Florida
$597K -$26.3K -400 -4%
Holocene Advisors
343
Holocene Advisors
New York
$586K -$210K -3,192 -25%
BOH
344
Bank of Hawaii
Hawaii
$585K +$53.5K +813 +9%
RT
345
Rockland Trust
Massachusetts
$583K +$356K +5,406 +130%
Loomis, Sayles & Company
346
Loomis, Sayles & Company
Massachusetts
$578K +$625K +9,497 New
Daiwa Securities Group
347
Daiwa Securities Group
Japan
$575K +$6.84K +104 +1%
JIC
348
Johnson Investment Counsel
Ohio
$564K +$62.6K +951 +11%
EGM
349
Engineers Gate Manager
New York
$557K +$602K +9,146 New
SGI
350
Summit Global Investments
Utah
$540K -$469K -7,121 -45%

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.