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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
LIA
301
LS Investment Advisors
Michigan
$638K +$8.58K +154 +1%
LMGAM
302
Liberty Mutual Group Asset Management
Massachusetts
$624K
Verition Fund Management
303
Verition Fund Management
Connecticut
$623K -$706K -12,663 -54%
HIC
304
Holderness Investments Company
North Carolina
$613K
CAM
305
Carret Asset Management
New York
$609K
PI
306
PEAK6 Investments
Illinois
$599K +$570K +10,229 New
FHB
307
First Hawaiian Bank
Hawaii
$595K +$566K +10,158 New
BOH
308
Bank of Hawaii
Hawaii
$593K +$16.7K +300 +3%
Daiwa Securities Group
309
Daiwa Securities Group
Japan
$588K +$13.9K +250 +3%
HCM
310
Highbridge Capital Management
New York
$585K +$556K +9,980 New
LS
311
Livforsakringsbolaget Skandia
Sweden
$583K -$184K -3,300 -25%
SRAM
312
Stone Ridge Asset Management
New York
$581K +$43.8K +786 +9%
AAM
313
American Asset Management
Florida
$580K
SC
314
SRB Corp
Massachusetts
$565K +$34.4K +618 +7%
NIMI
315
Natixis Investment Managers International
France
$560K +$68.1K +1,222 +15%
LP
316
LMR Partners
United Kingdom
$550K +$523K +9,390 New
JIC
317
Johnson Investment Counsel
Ohio
$542K -$15K -270 -3%
GC
318
Gilbert & Cook
Iowa
$533K +$16.8K +302 +3%
AGA
319
Accuvest Global Advisors
Utah
$531K +$148K +2,650 +41%
CL
320
Choreo LLC
Illinois
$526K -$23.5K -422 -4%
D.E. Shaw & Co
321
D.E. Shaw & Co
New York
$516K -$6.26M -112,399 -93%
FA
322
FDx Advisors
Illinois
$510K -$460K -8,255 -49%
RWA
323
Redhawk Wealth Advisors
Minnesota
$510K +$485K +8,705 New
ZCM
324
Zebra Capital Management
Connecticut
$506K -$351K -6,298 -42%
QIM
325
Quantitative Investment Management
Virginia
$492K -$83.6K -1,500 -15%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.