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Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
WAM
301
World Asset Management
Michigan
$985K -$396K -6,014 -27%
SCM
302
Shelton Capital Management
Colorado
$956K
GIA
303
Gargoyle Investment Advisor
New Jersey
$952K
ZIG
304
Zurich Insurance Group
Switzerland
$938K -$3.39M -51,506 -77%
FDS
305
Freedom Day Solutions
Texas
$936K +$54K +821 +6%
Franklin Resources
306
Franklin Resources
California
$932K
SFG
307
SevenBridge Financial Group
Pennsylvania
$930K -$30.4K -462 -3%
WAM
308
Wolverine Asset Management
Illinois
$913K +$987K +15,000 New
GIA
309
Gateway Investment Advisers
Ohio
$912K -$15.7M -238,571 -94%
Axa
310
Axa
France
$889K
CTA
311
Chesley Taft & Associates
Illinois
$879K -$36.2K -550 -4%
Natixis Advisors
312
Natixis Advisors
Massachusetts
$864K -$101K -1,541 -10%
KRS
313
Kentucky Retirement Systems
Kentucky
$856K -$165K -2,502 -15%
B
314
Barings
North Carolina
$832K
AIM
315
Arcadia Investment Management
Michigan
$815K +$224K +3,400 +34%
LS
316
Livforsakringsbolaget Skandia
Sweden
$806K
AIA
317
Allegis Investment Advisors
Idaho
$790K +$577K +8,769 +209%
EHWM
318
Eads & Heald Wealth Management
Georgia
$788K -$31.3K -475 -4%
OAM
319
Oxford Asset Management
United Kingdom
$772K -$899K -13,656 -52%
PT
320
Plimoth Trust
Massachusetts
$770K +$369K +5,602 +80%
HB
321
Homrich & Berg
Georgia
$743K +$119K +1,806 +17%
QSS
322
Quantitative Systematic Strategies
Florida
$732K -$222K -3,373 -22%
M&T Bank
323
M&T Bank
New York
$725K -$32.1K -488 -4%
Creative Planning
324
Creative Planning
Kansas
$701K +$19.1K +290 +3%
FBFS
325
First Business Financial Services
Wisconsin
$694K +$41.3K +627 +6%

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.