Oxford Asset Management’s Principal Financial Group PFG Stock Holding History

Oxford Asset Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-36,857	Closed	-$2.11M	–	2009
2019 Q3	$2.11M	Sell	36,857 -15,440	-30%	-$869K	0.05%	510
2019 Q2	$3.03M	Buy	52,297 +14,154	+37%	+$780K	0.07%	456
2019 Q1	$1.91M	Buy	+38,143	New	+$1.89M	0.04%	609
2018 Q3	–	Sell	-61,365	Closed	-$3.27M	–	1877
2018 Q2	$3.27M	Buy	61,365 +48,692	+384%	+$2.83M	0.06%	364
2018 Q1	$772K	Sell	12,673 -13,656	-52%	-$899K	0.02%	1063
2017 Q4	$1.87M	Sell	26,329 -105,921	-80%	-$7.3M	0.04%	612
2017 Q3	$8.51M	Buy	132,250 +22,444	+20%	+$1.44M	0.16%	101
2017 Q2	$7.04M	Buy	+109,806	New	+$6.97M	0.14%	148

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Oxford Asset Management's PFG Position: Q4 2019 in Review

Oxford Asset Management sold out of Principal Financial Group (PFG) in Q4 2019, closing a stake of 36,857 shares — an estimated $2.11M sold.

Oxford Asset Management first reported a position in PFG in Q2 2017 and held it in 8 quarters. The position peaked at $8.51M in Q3 2017. 613 funds tracked by Wall St. Rank hold PFG as of Q4 2019.

Oxford Asset Management reported no remaining Principal Financial Group position as of Q4 2019 after selling out during the quarter.
Oxford Asset Management sold 36,857 Principal Financial Group shares in Q4 2019, an estimated $2.11M.
Oxford Asset Management first reported a position in Principal Financial Group in Q2 2017 and held it in 8 quarters.
Oxford Asset Management's Principal Financial Group position peaked at $8.51M in Q3 2017.
613 funds tracked by Wall St. Rank held Principal Financial Group as of Q4 2019.

Based on Oxford Asset Management's 13F filing for Q4 2019, filed 13 Feb 2020.