We are live on ! Find out more
PFG icon

Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
MYAM
301
Meiji Yasuda Asset Management
Japan
$303K -$12.4K -270 -4%
Thrivent Financial for Lutherans
302
Thrivent Financial for Lutherans
Minnesota
$297K +$2.29K +50 +0.8%
Cambridge Investment Research Advisors
303
Cambridge Investment Research Advisors
Iowa
$295K -$111K -2,426 -27%
VRS
304
Virginia Retirement Systems
Virginia
$275K +$273K +5,969 New
SO
305
STRS Ohio
Ohio
$274K
LTFS
306
Ladenburg Thalmann Financial Services
Florida
$271K +$7.96K +174 +3%
TRCT
307
Tower Research Capital (TRC)
New York
$266K +$223K +4,862 +524%
B
308
Baird
Wisconsin
$265K -$45.8K -1,000 -15%
AIP
309
Ameritas Investment Partners
Nebraska
$257K -$12.2K -266 -5%
TH
310
Timber Hill
Connecticut
$246K -$613K -13,394 -71%
CCA
311
Checchi Capital Advisers
California
$243K +$37.4K +818 +18%
Janney Montgomery Scott
312
Janney Montgomery Scott
Pennsylvania
$239K +$38.2K +835 +19%
William Blair & Company
313
William Blair & Company
Illinois
$239K -$15.4K -336 -6%
CI
314
Constellation Investments
Ohio
$235K +$4.58K +100 +2%
FAT
315
First American Trust
California
$232K
CBB
316
Citizens Business Bank
California
$230K -$686K -15,000 -75%
QIM
317
Quest Investment Management
Oregon
$221K
HighTower Advisors
318
HighTower Advisors
Illinois
$220K +$21.1K +462 +11%
IPC
319
Independent Portfolio Consultants
Florida
$217K
LNWWM
320
Laird Norton Wetherby Wealth Management
California
$214K -$10.5K -229 -5%
SC
321
Savant Capital
Illinois
$212K -$6.82K -149 -3%
WTIM
322
Wilmington Trust Investment Management
Delaware
$207K -$114K -2,500 -36%
Verition Fund Management
323
Verition Fund Management
Connecticut
$204K +$203K +4,439 New
Toronto Dominion Bank
324
Toronto Dominion Bank
Ontario, Canada
$202K +$870 +19 +0.4%
FMT
325
First Mercantile Trust
Tennessee
$193K +$68.6K +1,500 +56%

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.