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Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
TFA
276
Toth Financial Advisory
Virginia
$507K +$104 +2 +0%
PI
277
PineBridge Investments
New York
$485K +$13.1K +253 +3%
S
278
SignatureFD
Georgia
$483K -$725 -14 -0.1%
NMIMC
279
Northwestern Mutual Investment Management Company
Wisconsin
$480K +$829 +16 +0.2%
AB
280
Amalgamated Bank
New York
$478K +$14.3K +276 +3%
CLOS
281
Compagnie Lombard Odier SCmA
Switzerland
$478K +$31.1K +600 +6%
VIA
282
Vident Investment Advisory
Georgia
$475K +$464K +8,962 +838%
JIC
283
Johnson Investment Counsel
Ohio
$462K
D.E. Shaw & Co
284
D.E. Shaw & Co
New York
$455K -$12M -230,780 -96%
EMG
285
Ellington Management Group
Connecticut
$454K +$72.5K +1,400 +17%
WCM
286
Windsor Capital Management
Arizona
$450K +$45.8K +883 +10%
OMCS
287
Old Mutual Customised Solutions
South Africa
$445K -$114K -2,200 -19%
Macquarie Group
288
Macquarie Group
Australia
$445K
KRSITF
289
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$434K +$11.3K +219 +2%
CA
290
Commerzbank Aktiengesellschaft
Germany
$423K -$1.26M -24,323 -73%
Creative Planning
291
Creative Planning
Kansas
$421K +$461K +8,897 New
Toronto Dominion Bank
292
Toronto Dominion Bank
Ontario, Canada
$413K +$60.5K +1,167 +15%
FIM
293
Freedom Investment Management
Connecticut
$413K +$313K +6,032 New
ACM
294
Apex Capital Management
Ohio
$411K
SOADOR
295
State of Alaska Department of Revenue
Alaska
$408K
MLL
296
Moody Lynn & Lieberson
Massachusetts
$405K +$72.3K +1,395 +19%
MYLI
297
Meiji Yasuda Life Insurance
Japan
$399K -$41.5K -800 -9%
MYAM
298
Meiji Yasuda Asset Management
Japan
$388K -$51.8K -1,000 -11%
ACM
299
Aviance Capital Management
Florida
$384K +$420K +8,109 New
CW
300
Cobiz Wealth
Colorado
$383K

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.