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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
NAM
251
Nissay Asset Management
Japan
$1.26M +$18.7K +341 +2%
Janney Montgomery Scott
252
Janney Montgomery Scott
Pennsylvania
$1.25M -$45.3K -827 -3%
MERSOM
253
Municipal Employees' Retirement System of Michigan
Michigan
$1.25M +$1.05M +19,160 +526%
Cambridge Investment Research Advisors
254
Cambridge Investment Research Advisors
Iowa
$1.24M -$189K -3,453 -13%
ERSOT
255
Employees Retirement System of Texas
Texas
$1.2M
RT
256
Rockland Trust
Massachusetts
$1.19M -$49.2K -899 -4%
NFG
257
Next Financial Group
Texas
$1.18M -$98.8K -1,805 -8%
Stifel Financial
258
Stifel Financial
Missouri
$1.17M -$20.3K -371 -2%
UCFA
259
United Capital Financial Advisors
Texas
$1.13M +$84.8K +1,549 +8%
CEP
260
Chicago Equity Partners
Illinois
$1.13M -$414K -7,555 -27%
UA
261
Unison Advisors
District of Columbia
$1.12M +$10.8K +197 +1%
SDIC
262
South Dakota Investment Council
South Dakota
$1.11M -$305K -5,570 -22%
DA
263
Duality Advisers
Florida
$1.1M -$3.97M -72,588 -78%
Truist Financial
264
Truist Financial
North Carolina
$1.1M +$1.1M +20,063 New
NMERB
265
New Mexico Educational Retirement Board
New Mexico
$1.1M
SG Americas Securities
266
SG Americas Securities
New York
$1.09M -$650K -11,871 -38%
MF
267
Magnetar Financial
Illinois
$1.09M +$1.08M +19,762 New
CCP
268
Corient Capital Partners
California
$1.08M -$78.5K -1,435 -7%
WAM
269
World Asset Management
Michigan
$1.03M +$14.3K +262 +1%
PT
270
Plimoth Trust
Massachusetts
$1.03M -$10.4K -190 -1%
CIP
271
Convergence Investment Partners
Florida
$1.02M -$51.1K -934 -5%
SRAM
272
Stone Ridge Asset Management
New York
$1.01M
AIC
273
Ameritas Investment Company
Nebraska
$1.01M -$56.2K -1,027 -5%
TW
274
Transform Wealth
Colorado
$987K -$186K -3,400 -16%
ACS
275
Archford Capital Strategies
Illinois
$982K +$20.9K +382 +2%

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.