Transform Wealth’s Principal Financial Group PFG Stock Holding History

Transform Wealth’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-18,600	Closed	-$583K	–	232
2020 Q1	$583K	Buy	18,600 +650	+4%	+$30.8K	0.12%	135
2019 Q4	$987K	Sell	17,950 -3,400	-16%	-$186K	0.16%	120
2019 Q3	$1.22M	Sell	21,350 -1,100	-5%	-$61.9K	0.22%	109
2019 Q2	$1.3M	Sell	22,450 -21,050	-48%	-$1.16M	0.19%	116
2019 Q1	$2.18M	Buy	43,500 +1,500	+4%	+$74.3K	0.41%	87
2018 Q4	$1.86M	Sell	42,000 -13,800	-25%	-$679K	0.38%	81
2018 Q3	$3.27M	Sell	55,800 -18,100	-24%	-$1.01M	0.57%	67
2018 Q2	$3.91M	Sell	73,900 -15,200	-17%	-$883K	0.71%	54
2018 Q1	$5.43M	Sell	89,100 -5,700	-6%	-$375K	1.03%	25
2017 Q4	$6.69M	Buy	+94,800	New	+$6.53M	1.23%	19

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Transform Wealth's PFG Position: Q2 2020 in Review

Transform Wealth sold out of Principal Financial Group (PFG) in Q2 2020, closing a stake of 18,600 shares — an estimated $583K sold.

Transform Wealth first reported a position in PFG in Q4 2017 and held it in 10 quarters. The position peaked at $6.69M in Q4 2017. 570 funds tracked by Wall St. Rank hold PFG as of Q2 2020.

Transform Wealth reported no remaining Principal Financial Group position as of Q2 2020 after selling out during the quarter.
Transform Wealth sold 18,600 Principal Financial Group shares in Q2 2020, an estimated $583K.
Transform Wealth first reported a position in Principal Financial Group in Q4 2017 and held it in 10 quarters.
Transform Wealth's Principal Financial Group position peaked at $6.69M in Q4 2017.
570 funds tracked by Wall St. Rank held Principal Financial Group as of Q2 2020.

Based on Transform Wealth's 13F filing for Q2 2020, filed 22 Jul 2020.