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Principal Financial Group

596 hedge funds and large institutions have $10.7B invested in Principal Financial Group in 2018 Q2 according to their latest regulatory filings, with 57 funds opening new positions, 206 increasing their positions, 214 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

455% more call options, than puts

Call options by funds: $56.5M | Put options by funds: $10.2M

1.34% more ownership

Funds ownership: 69.37%70.71% (+1.3%)

4% less repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 214

2% less funds holding

Funds holding: 611596 (-15)

12% less capital invested

Capital invested by funds: $12.2B → $10.7B (-$1.52B)

14% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 66

44% less funds holding in top 10

Funds holding in top 10: 95 (-4)

Holders
596
Holders Change
-15
Holders Change %
-2.45%
% of All Funds
13.64%
Holding in Top 10
5
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-44.44%
% of All Funds
0.11%
New
57
Increased
206
Reduced
214
Closed
66
Calls
$56.5M
Puts
$10.2M
Net Calls
+$46.3M
Net Calls Change
-$3.96M
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
251
LPL Financial
California
$1.28M +$287K +4,935 +26%
SG Americas Securities
252
SG Americas Securities
New York
$1.27M -$1.63M -28,021 -54%
EGM
253
Engineers Gate Manager
New York
$1.27M +$862K +14,832 +162%
Janney Montgomery Scott
254
Janney Montgomery Scott
Pennsylvania
$1.26M -$421K -7,240 -23%
Verition Fund Management
255
Verition Fund Management
Connecticut
$1.23M +$711K +12,239 +111%
RJA
256
Raymond James & Associates
Florida
$1.2M -$764K -13,146 -37%
SCC
257
Spring Creek Capital
Kansas
$1.19M +$1.3M +22,398 New
SAM
258
Shell Asset Management
Netherlands
$1.15M +$171K +2,936 +16%
Cambridge Investment Research Advisors
259
Cambridge Investment Research Advisors
Iowa
$1.13M +$32.7K +563 +3%
SLAM
260
Swiss Life Asset Management
$1.12M -$671K -11,554 -35%
CONA
261
Capital One National Association
New York
$1.1M -$33.9K -583 -3%
SMDAM
262
Sumitomo Mitsui DS Asset Management
Japan
$1.07M +$10.2K +175 +0.9%
NAM
263
Nissay Asset Management
Japan
$1.06M +$73.7K +1,269 +7%
SDIC
264
South Dakota Investment Council
South Dakota
$1.05M
SCM
265
Stevens Capital Management
Pennsylvania
$1.04M +$1.14M +19,582 New
RT
266
Rockland Trust
Massachusetts
$1.02M +$559K +9,622 +101%
UA
267
Unison Advisors
District of Columbia
$1.01M +$9.41K +162 +0.9%
OMCS
268
Old Mutual Customised Solutions
South Africa
$1M
Neuberger Berman Group
269
Neuberger Berman Group
New York
$991K -$61.1K -1,052 -5%
CIP
270
Convergence Investment Partners
Florida
$982K -$417K -7,184 -28%
NB
271
Norinchukin Bank
Japan
$962K -$3.66K -63 -0.3%
ACS
272
Archford Capital Strategies
Illinois
$955K -$15.3K -263 -1%
Stifel Financial
273
Stifel Financial
Missouri
$945K -$441K -7,585 -30%
WBC
274
Westpac Banking Corp
Australia
$929K
CI
275
Cigna Investments
Connecticut
$928K -$60.6K -1,043 -6%

PFG Hedge Fund Activity: Q2 2018 in Review

596 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q2 2018, worth a combined $10.7B — down 12% from $12.2B a quarter earlier.

Sellers outnumbered buyers: 66 funds closed out of PFG and 57 opened new positions — a net loss of 9 holders — while 214 trimmed existing stakes and 206 added.

The largest buyer was JP Morgan Chase, adding an estimated $466M. The largest seller was Bank of New York Mellon, cutting an estimated $79M.

  • 596 institutional investors held Principal Financial Group (PFG) as of Q2 2018, down from 611 in Q1 2018.
  • Funds reported $10.7B of Principal Financial Group stock for Q2 2018, down 12% quarter-over-quarter.
  • 57 funds opened new Principal Financial Group positions in Q2 2018 and 66 closed out, a net change of -9 holders.
  • The largest Principal Financial Group buyer in Q2 2018 was JP Morgan Chase, an estimated $466M added.
  • The largest Principal Financial Group seller in Q2 2018 was Bank of New York Mellon, an estimated $79M sold.

Based on aggregated 13F filings for Q2 2018.