We are live on ! Find out more
PFG icon

Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
251
Baird Financial Group
Wisconsin
$1.61M +$745K +11,321 +75%
Macquarie Group
252
Macquarie Group
Australia
$1.59M -$308K -4,680 -15%
CIP
253
Convergence Investment Partners
Florida
$1.57M +$17.2K +262 +1%
Stifel Financial
254
Stifel Financial
Missouri
$1.57M +$89.4K +1,359 +6%
NMERB
255
New Mexico Educational Retirement Board
New Mexico
$1.56M -$13.2K -200 -0.8%
WGCA
256
Wolf Group Capital Advisors
Virginia
$1.55M +$229K +3,484 +16%
ARTA
257
A.R.T. Advisors
New York
$1.52M +$1.64M +24,900 New
CSS
258
Cubist Systematic Strategies
Connecticut
$1.51M -$524K -7,966 -24%
AIM
259
Assured Investment Management
New York
$1.49M +$1.59M +24,146 +6,802%
JG
260
Jefferies Group
New York
$1.48M +$822K +12,496 +105%
SSA
261
Schonfeld Strategic Advisors
New York
$1.48M +$1.6M +24,312 New
CIBC Asset Management
262
CIBC Asset Management
Ontario, Canada
$1.47M -$75.3K -1,145 -5%
COPPSERS
263
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$1.47M +$5.53K +84 +0.3%
NC
264
NewSquare Capital
Pennsylvania
$1.34M +$79.7K +1,211 +6%
LTFS
265
Ladenburg Thalmann Financial Services
Florida
$1.33M +$131K +1,984 +10%
CONA
266
Capital One National Association
New York
$1.3M -$20.8K -316 -1%
ACS
267
Archford Capital Strategies
Illinois
$1.29M +$85.9K +1,305 +8%
Cambridge Investment Research Advisors
268
Cambridge Investment Research Advisors
Iowa
$1.27M +$230K +3,498 +20%
SO
269
STRS Ohio
Ohio
$1.27M +$204K +3,106 +18%
Twin Tree Management
270
Twin Tree Management
Texas
$1.26M +$1.36M +20,673 New
GP
271
Girard Partners
Pennsylvania
$1.25M +$695K +10,570 +105%
IP
272
Interval Partners
New York
$1.22M -$5M -75,918 -79%
SMDAM
273
Sumitomo Mitsui DS Asset Management
Japan
$1.22M -$19.6K -298 -1%
SDIC
274
South Dakota Investment Council
South Dakota
$1.21M
Neuberger Berman Group
275
Neuberger Berman Group
New York
$1.2M -$259K -3,929 -17%

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.