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Principal Financial Group
PFG

Overview Fund Activity

537 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 160 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
537
Holders Change
+64
Holders Change %
+13.53%
% of All Funds
13.45%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.18%
New
107
Increased
172
Reduced
160
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$898M
2
Bank of New York Mellon
2
Bank of New York Mellon
New York
$595M
3
State Street
3
State Street
Massachusetts
$781M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$1.61B
5
BFA
5
BlackRock Fund Advisors
California
$307M

Top Sellers

1
Harris Associates
1
Harris Associates
Illinois
$276M
2
Wellington Management Group
2
Wellington Management Group
Massachusetts
$983M
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$0
4
TA
4
Teachers Advisors
New York
$84.9M
5
TCIM
5
TIAA CREF Investment Management
New York
$52.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
251
Stevens Capital Management
Pennsylvania
$1.24M +$1.24M +21,460 New
SMDAM
252
Sumitomo Mitsui DS Asset Management
Japan
$1.24M -$28.3K -490 -2%
SCM
253
Shelton Capital Management
Colorado
$1.21M – – –
PAM
254
Princeton Alpha Management
New Jersey
$1.2M +$1.2M +20,714 New
DL
255
Delta Lloyd
Netherlands
$1.2M – – –
PP
256
Paloma Partners
Connecticut
$1.17M +$737K +12,727 +172%
VKH
257
Virtu KCG Holdings
New York
$1.15M +$662K +11,448 +135%
TG
258
TCW Group
California
$1.14M – – –
DILIC
259
Dai-ichi Life Insurance Company
Japan
$1.13M +$1.13M +19,578 New
Janney Montgomery Scott
260
Janney Montgomery Scott
Pennsylvania
$1.13M -$12.2K -211 -1%
KRS
261
Kentucky Retirement Systems
Kentucky
$1.12M -$148K -2,566 -12%
ACS
262
Archford Capital Strategies
Illinois
$1.12M +$1.85K +32 +0.2%
Franklin Resources
263
Franklin Resources
California
$1.12M – – –
SAM
264
Shell Asset Management
Netherlands
$1.11M +$49.3K +853 +5%
WCBA
265
Weaver C. Barksdale & Associates
Tennessee
$1.09M +$1.09M +18,823 New
Thrivent Financial for Lutherans
266
Thrivent Financial for Lutherans
Minnesota
$1.08M -$4.66M -80,470 -81%
IA
267
IFP Advisors
Florida
$1.07M +$632K +10,922 +143%
NC
268
NewSquare Capital
Pennsylvania
$1.07M -$1.56K -27 -0.1%
Cambridge Investment Research Advisors
269
Cambridge Investment Research Advisors
Iowa
$1.06M +$249K +4,312 +31%
CWM
270
CIBC World Markets
New York
$1.06M +$1.06M +18,356 New
WBC
271
Westpac Banking Corp
Australia
$1.05M – – –
SO
272
STRS Ohio
Ohio
$1.05M +$88.8K +1,535 +9%
Stifel Financial
273
Stifel Financial
Missouri
$1.03M +$475K +8,202 +86%
AB
274
Amalgamated Bank
New York
$1.02M +$294K +5,085 +40%
LTFS
275
Ladenburg Thalmann Financial Services
Florida
$1.02M +$74.8K +1,292 +8%
9 10
11
12 13