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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
251
Stevens Capital Management
Pennsylvania
$1.24M +$1.2M +21,460 New
SMDAM
252
Sumitomo Mitsui DS Asset Management
Japan
$1.24M -$27.5K -490 -2%
SCM
253
Shelton Capital Management
Colorado
$1.21M
PAM
254
Princeton Alpha Management
New Jersey
$1.2M +$1.16M +20,714 New
DL
255
Delta Lloyd
Netherlands
$1.2M
PP
256
Paloma Partners
Connecticut
$1.17M +$713K +12,727 +172%
VKH
257
Virtu KCG Holdings
New York
$1.15M +$641K +11,448 +135%
TG
258
TCW Group
California
$1.14M
DILIC
259
Dai-ichi Life Insurance Company
Japan
$1.13M +$1.1M +19,578 New
Janney Montgomery Scott
260
Janney Montgomery Scott
Pennsylvania
$1.13M -$11.8K -211 -1%
KRS
261
Kentucky Retirement Systems
Kentucky
$1.12M -$144K -2,566 -12%
ACS
262
Archford Capital Strategies
Illinois
$1.12M +$1.79K +32 +0.2%
Franklin Resources
263
Franklin Resources
California
$1.12M
SAM
264
Shell Asset Management
Netherlands
$1.11M +$47.8K +853 +5%
WCBA
265
Weaver C. Barksdale & Associates
Tennessee
$1.09M +$1.05M +18,823 New
Thrivent Financial for Lutherans
266
Thrivent Financial for Lutherans
Minnesota
$1.08M -$4.51M -80,470 -81%
IA
267
IFP Advisors
Florida
$1.07M +$612K +10,922 +143%
NC
268
NewSquare Capital
Pennsylvania
$1.07M -$1.51K -27 -0.1%
Cambridge Investment Research Advisors
269
Cambridge Investment Research Advisors
Iowa
$1.06M +$242K +4,312 +31%
CWM
270
CIBC World Markets
New York
$1.06M +$1.03M +18,356 New
WBC
271
Westpac Banking Corp
Australia
$1.05M
SO
272
STRS Ohio
Ohio
$1.05M +$86K +1,535 +9%
Stifel Financial
273
Stifel Financial
Missouri
$1.02M +$460K +8,202 +86%
AB
274
Amalgamated Bank
New York
$1.02M +$285K +5,085 +40%
LTFS
275
Ladenburg Thalmann Financial Services
Florida
$1.02M +$72.4K +1,292 +8%

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.