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Principal Financial Group

572 hedge funds and large institutions have $8.69B invested in Principal Financial Group in 2018 Q4 according to their latest regulatory filings, with 86 funds opening new positions, 186 increasing their positions, 198 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less call options, than puts

Call options by funds: $8.83M | Put options by funds: $8.88M

0.68% less ownership

Funds ownership: 71.76%71.09% (-0.68%)

6% less repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 198

3% less funds holding

Funds holding: 588572 (-16)

11% less first-time investments, than exits

New positions opened: 86 | Existing positions closed: 97

27% less capital invested

Capital invested by funds: $12B → $8.69B (-$3.28B)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
572
Holders Change
-16
Holders Change %
-2.72%
% of All Funds
12.75%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
86
Increased
186
Reduced
198
Closed
97
Calls
$8.83M
Puts
$8.88M
Net Calls
-$51K
Net Calls Change
-$6.41M
Name Holding Trade Value Shares
Change
Change in
Stake
DCM
226
Dupont Capital Management
Delaware
$1.12M +$1.14M +23,063 +979%
QC
227
Quadrature Capital
United Kingdom
$1.11M +$1.24M +25,131 New
NC
228
NewSquare Capital
Pennsylvania
$1.1M -$219K -4,451 -15%
MCM
229
Mainstay Capital Management
Michigan
$1.09M -$136K -2,770 -10%
CIBC Asset Management
230
CIBC Asset Management
Ontario, Canada
$1.08M -$19.8K -402 -2%
Wealthfront Advisers
231
Wealthfront Advisers
California
$1.07M +$1.19M +24,146 New
JIM
232
Jupiter Investment Management
United Kingdom
$1.03M +$1.14M +23,231 New
FWIA
233
Fort Washington Investment Advisors
Ohio
$1.02M -$468K -9,504 -29%
LCM
234
Landscape Capital Management
New Jersey
$1.01M +$779K +15,831 +227%
NMERB
235
New Mexico Educational Retirement Board
New Mexico
$994K -$59.1K -1,200 -5%
NB
236
Norinchukin Bank
Japan
$988K +$91.6K +1,861 +9%
EI
237
EDMP Inc
Florida
$984K +$16.7K +340 +2%
SLF
238
Sun Life Financial
Ontario, Canada
$975K +$3.99K +81 +0.4%
MERSOM
239
Municipal Employees' Retirement System of Michigan
Michigan
$972K +$1.08M +21,990 New
Cambridge Investment Research Advisors
240
Cambridge Investment Research Advisors
Iowa
$964K +$8.42K +171 +0.8%
Boston Partners
241
Boston Partners
Massachusetts
$952K +$1.06M +21,564 New
NAM
242
Nissay Asset Management
Japan
$950K +$44.8K +911 +4%
OAM
243
Oppenheimer Asset Management
New York
$945K -$92.1K -1,872 -8%
LTFS
244
Ladenburg Thalmann Financial Services
Florida
$929K -$157K -3,182 -13%
QIM
245
Quantitative Investment Management
Virginia
$927K +$620K +12,600 +150%
Arrowstreet Capital
246
Arrowstreet Capital
Massachusetts
$921K +$809K +16,437 +373%
SDIC
247
South Dakota Investment Council
South Dakota
$879K
SRAM
248
Stone Ridge Asset Management
New York
$874K +$485K +9,860 +99%
SAM
249
Shell Asset Management
Netherlands
$865K
UA
250
Unison Advisors
District of Columbia
$861K +$8.56K +174 +0.9%

PFG Hedge Fund Activity: Q4 2018 in Review

572 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2018, worth a combined $8.69B — down 27% from $12B a quarter earlier.

Sellers outnumbered buyers: 97 funds closed out of PFG and 86 opened new positions — a net loss of 11 holders — while 198 trimmed existing stakes and 186 added.

The largest buyer was Fidelity Investments, adding an estimated $79.7M. The largest seller was JP Morgan Chase, cutting an estimated $168M.

  • 572 institutional investors held Principal Financial Group (PFG) as of Q4 2018, down from 588 in Q3 2018.
  • Funds reported $8.69B of Principal Financial Group stock for Q4 2018, down 27% quarter-over-quarter.
  • 86 funds opened new Principal Financial Group positions in Q4 2018 and 97 closed out, a net change of -11 holders.
  • The largest Principal Financial Group buyer in Q4 2018 was Fidelity Investments, an estimated $79.7M added.
  • The largest Principal Financial Group seller in Q4 2018 was JP Morgan Chase, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2018.